Citibank 2009 Annual Report Download - page 280

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CORPORATE INFORMATION
Citigroup has a Code of Conduct that maintains its commitment to the
highest standards of conduct. The Code of Conduct is supplemented by a
Code of Ethics for Financial Professionals (including finance, accounting,
treasury, tax and investor relations professionals) that applies worldwide.
The Code of Ethics for Financial Professionals applies to Citigroup’s principal
executive officer, principal financial officer and principal accounting
officer. Amendments and waivers, if any, to the Code of Ethics for Financial
Professionals will be disclosed on Citi’s Web site, www.citigroup.com.
Both the Code of Conduct and the Code of Ethics for Financial
Professionals can be found on the Citigroup Web site. The Code of Conduct
can be found by clicking on “About Citi,” and the Code of Ethics for
Financial Professionals can be found by further clicking on “Corporate
Governance” and then “Governance Documents.” Citi’s Corporate
Governance Guidelines can also be found there. The charters for the Audit
Committee, the Risk Management and Finance Committee, the Nomination
and Governance Committee, the Personnel and Compensation Committee,
and the Public Affairs Committee of the Board are also available by further
clicking on “Board of Directors” and then “Charters.” These materials are
also available by writing to Citigroup Inc., Corporate Governance, 425 Park
Avenue, 2nd Floor, New York, New York 10043.
Stockholder Information
Citigroup common stock is listed on the NYSE under the ticker symbol “C”
and on the Tokyo Stock Exchange and the Mexico Stock Exchange. Citigroup
preferred stock Series F, T and AA are also listed on the NYSE.
Because Citigroup’s common stock is listed on the NYSE, the Chief
Executive Officer is required to make an annual certification to the NYSE
stating that he was not aware of any violation by Citigroup of the corporate
governance listing standards of the NYSE. The annual certification to that
effect was made to the NYSE on May 20, 2009.
As of January 31, 2010, Citigroup had approximately 192,630 common
stockholders of record. This figure does not represent the actual number of
beneficial owners of common stock because shares are frequently held in
“street name” by securities dealers and others for the benefit of individual
owners who may vote the shares.
Transfer Agent
Stockholder address changes and inquiries regarding stock transfers,
dividend replacement, 1099-DIV reporting, and lost securities for common
and preferred stocks should be directed to:
Computershare
P.O. Box 43078
Providence, RI 02940-3078
Telephone No. 781 575 4555
Toll-free No. 888 250 3985
Facsimile No. 201 324 3284
E-mail address: [email protected]
Web address: www.computershare.com/investor
Exchange Agent
Holders of Golden State Bancorp, Associates First Capital Corporation,
Citicorp or Salomon Inc. common stock, Citigroup Inc. Preferred Stock
Series J, K, Q, S, T or U, or Salomon Inc. Preferred Stock Series D or E should
arrange to exchange their certificates by contacting:
Computershare
P.O. Box 43078
Providence, RI 02940-3078
Telephone No. 781 575 4555
Toll-free No. 888 250 3985
Facsimile No. 201 324 3284
E-mail address: [email protected]
Web address: www.computershare.com/investor
Citi’s 2009 Form 10-K filed with the SEC, as well as other annual and
quarterly reports, are available from Citi Document Services toll free at
877 936 2737 (outside the United States at 716 730 8055), by e-mailing a
request to [email protected], or by writing to:
Citi Document Services
540 Crosspoint Parkway
Getzville, NY 14068