Citibank 2011 Annual Report Download - page 314

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CORPORATE INFORMATION
CITIGROUP EXECUTIVE OFFICERS
Citigroup’s executive officers as of February 24, 2012 are:
Name Age Position and office held
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Each executive officer has held executive or management positions with
Citigroup for at least five years, except that:
฀ Mr. Callahan joined Citigroup in 2007. Prior to joining Citi, Mr. Callahan
was a Managing Director and Head of Client Coverage Strategy for
the Investment Banking Division at Credit Suisse. From 1993 to 2006,
Mr. Callahan worked at Morgan Stanley, serving in numerous roles,
including Global Head of Marketing and Head of Marketing for the
Institutional Equities Division and for the Institutional Securities Group.
฀ Mr. Havens joined Citigroup in 2007. Prior to joining Citigroup,
Mr. Havens was a partner of Old Lane, LP, a multi-strategy hedge fund
and private equity fund manager that was acquired by Citi in 2007 (Old
Lane). Mr. Havens, along with several former colleagues from Morgan
Stanley (including Mr. Leach and Mr. Pandit), founded Old Lane in 2005.
Before forming Old Lane, Mr. Havens was Head of Institutional Equity at
Morgan Stanley and a member of the firm’s Management Committee.
฀ Mr. Leach became Citi’s Chief Risk Officer in March 2008. Prior to that,
Mr. Leach was a founder and the co-COO of Old Lane. Earlier, he had
worked for his entire financial career at Morgan Stanley, finishing as Risk
Manager of the Institutional Securities Business.
฀ Mr. McQuade joined Citi in 2009. Prior to joining Citi, Mr. McQuade was
Vice Chairman of Merrill Lynch and President of Merrill Lynch Banks
(U.S.) from February 2008 until February 2009. Previously, he was the
President and Chief Operating Officer of Freddie Mac for three years. Prior
to joining Freddie Mac in 2004, Mr. McQuade served as President of Bank
of America Corporation.
฀ Mr. Pandit, prior to being named CEO on December 11, 2007, was
Chairman and CEO of Citigroup’s Institutional Clients Group. Formerly
the Chairman and CEO of Alternative Investments, Mr. Pandit was a
founding member and chairman of the members committee of Old Lane.
Prior to forming Old Lane, Mr. Pandit held a number of senior positions
at Morgan Stanley over more than two decades, including President
and Chief Operating Officer of Morgan Stanley’s institutional securities
and investment banking business and was a member of the firm’s
Management Committee.
Code of Conduct; Code of Ethics
Citigroup has a Code of Conduct that maintains its commitment to the
highest standards of conduct. The Code of Conduct is supplemented by a
Code of Ethics for Financial Professionals (including finance, accounting,
treasury, tax and investor relations professionals) that applies worldwide. The
Code of Ethics for Financial Professionals applies to Citigroup’s principal
executive officer, principal financial officer and principal accounting
officer. Amendments and waivers, if any, to the Code of Ethics for Financial
Professionals will be disclosed on Citi’s web site, www.citigroup.com.
Both the Code of Conduct and the Code of Ethics for Financial
Professionals can be found on the Citigroup web site. The Code of Conduct
can be found by clicking on “About Citi,” and the Code of Ethics for
Financial Professionals can be found by further clicking on “Corporate
Governance” and then “Governance Documents.” Citi’s Corporate
Governance Guidelines can also be found there. The charters for the Audit
Committee, the Citi Holdings Oversight Committee, the Nomination,
Governance and Public Affairs Committee, the Personnel and Compensation
Committee and the Risk Management and Finance Committee of the
Board are also available by further clicking on “Board of Directors” and
then “Charters.” These materials are also available by writing to Citigroup
Inc., Corporate Governance, 425 Park Avenue, 2nd Floor, New York,
New York 10022.