Capital One 2010 Annual Report Download - page 212

192
Exhibit No. Description
10.1.2 2002 Associate Stock Purchase Plan, as amended and restated (incorporated herein by reference to the
Corporation’s Registration Statement on Form S-8, Commission File No. 333-151325, filed May 30, 2008).
10.2.1 Capital One Financial Corporation 1994 Stock Incentive Plan, as amended (incorporated by reference to Exhibit
10.7 of the 2002 Form 10-K).
10.2.2 Capital One Financial Corporation 1999 Stock Incentive Plan (incorporated by reference to Exhibit 4 of the
Corporation’s Registration Statement on Form S-8, Commission File No. 333-78609, filed May 17, 1999).
10.2.3 Capital One Financial Corporation, 2004 Stock Incentive Plan (incorporated herein by reference to the
Corporation’s Registration Statement on Form S-8, Commission File No. 333-117920, filed August 4, 2004).
10.2.4 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 of the Corporation’s
Current Report on Form 8-K, filed on May 3, 2006).
10.2.5 Second Amended and Restated 2004 Stock Incentive Plan (incorporated herein by reference to the Company’s
Proxy Statement on Definitive Schedule 14A, filed with the Commission on March 13, 2009).
10.2.6 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D.
Fairbank pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the
Corporation’s Report on Form 8-K, filed on December 23, 2005).
10.2.7 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D.
Fairbank pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the
Corporation’s Report on Form 8-K, filed December 23, 2004).
10.2.8 Form of Restricted Stock Award Agreement between Capital One Financial Corporation and certain of its
executives or associates pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit
10.20.2 of the 2004 Form 10-K).
10.2.9 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and certain of its
executives pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of
the 2004 Form 10-K).
10.2.10 Form of Performance Unit Award Agreement between Capital One Financial Corporation and its executive
officers, including Mr. Gary L. Perlin and Mr. John G. Finneran, Jr., pursuant to the Company’s 2004 Stock
Incentive Plan (incorporated by reference to exhibit 10.2.8 of the 2007 Form 10-K).
10.2.11 Restricted Stock Unit Award Agreement, dated May 17, 2004, by and between Capital One Financial Corporation
and Richard D. Fairbank (incorporated by reference to Exhibit 10.10.1 of the Corporation’s quarterly report on
Form 10-Q for the period ending September 30, 2004).
10.3.1 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended (incorporated
by reference to Exhibit 10.4 of the 2002 Form 10-K).
10.3.2 Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between
Capital One Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the
Corporation’s quarterly report on Form 10-Q for the period ending September 30, 2004).
10.3.3 Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between
Capital One Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.3 of the
Corporation’s quarterly report on Form 10-Q for the period ending September 30, 2004).
10.3.4 1995 Non-Employee Directors Stock Incentive Plan (incorporated by reference to the Corporation’s Registration
Statement on Form S-8, Commission File No. 33-91790, filed May 1, 1995).
10.4 Capital One Financial Corporation Excess Savings Plan, as amended (incorporated by reference to Exhibit 10.11 of
the 2002 Form 10-K).