Capital One 2010 Annual Report Download - page 209

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EXHIBIT INDEX
CAPITAL ONE FINANCIAL CORPORATION
ANNUAL REPORT ON FORM 10-K
DATED DECEMBER 31, 2010
Commission File No. 1-13300
The following exhibits are incorporated by reference or filed herewith. References to (i) the “2002 Form 10-K” are to the
Corporation’s Annual Report on Form 10-K for the year ended December 31, 2002, filed March 17, 2003; (ii) the “2003 Form 10-K”
are to the Corporation’s Annual Report on Form 10-K for the year ended December 31, 2003, filed March 5, 2004; (iii) the “2004
Form 10-K” are to the Corporation’s Annual Report on Form 10-K for the year ended December 31, 2004, filed March 9, 2005;
(iv) the “2005 Form 10-K” are to the Corporation’s Annual Report on Form 10-K for the year ended December 31, 2005, filed
March 2, 2006, as amended on April 12, 2006; (v) the “2006 Form 10-K” are to the Corporation’s Annual Report on Form 10-K for
the year ended December 31, 2006, filed March 1, 2007; (vi) the “2007 Form 10-K” are to the Corporation’s Annual Report on Form
10-K for the year Ended December 31, 2007, filed February 29, 2008; (vii) the “2008 Form 10-K” are to the Corporation’s Annual
Report on Form 10-K for the year Ended December 31, 2008, filed February 26, 2009; (viii) the “2009 Form 10-K” are to the
Corporation’s Annual Report on Form 10-K for the year Ended December 31, 2009, filed February 26, 2010.
Exhibit No. Description
2.1 Stock Purchase Agreement, dated as of December 3, 2008, by and among Capital One Financial Corporation, B.F.
Saul Real Estate Investment Trust, Derwood Investment Corporation, and B.F. Saul Company Employee’s Profit
Sharing and Retirement Trust (incorporated by reference to Exhibit 2.4 of the Corporation’s 2008 Form 10-K).
3.1 Restated Certificate of Incorporation of Capital One Financial Corporation, (as amended May 15, 2007
(incorporated by reference to Exhibit 3.1 of the Corporation’s Report on Form 8-K, filed on August 28, 2007).
3.2 Amended and Restated Bylaws of Capital One Financial Corporation (as amended October 30, 2008) (incorporated
by reference to Exhibit 3.1 of the Corporation’s Report on Form 8-K, filed November 3, 2008).
4.1.1 Specimen certificate representing the Common Stock (incorporated by reference to Exhibit 4.1 of the Corporation’s
Annual Report on Form 10-K filed March 5, 2004).
4.1.2 Warrant Agreement, dated December 3, 2009, between Capital One Financial Corporation and Computershare
Trust Company, N.A. (incorporated herein by reference to the Exhibit 4.1 of the Company’s Form 8-A filed on
December 4, 2009).
4.2.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New
York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company,
N
.A. (as successor
to Harris Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.1 of the Corporation’s Report
on Form 8-K, filed on November 13, 1996).
4.2.2 Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.5
of the 2003 Form 10-K).
4.2.3 Copy of 5.25% Notes, due 2017, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.6
of the 2004 Form 10-K).
4.2.4 Copy of 4.80% Notes, due 2012, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.7
of the 2004 Form 10-K).
4.2.5 Copy of 5.50% Senior Notes, due 2015, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.1 of the Corporation’s Quarterly Report on Form 10-Q for the period ending June 30, 2005).
4.2.6 Specimen of 5.70% Senior Note, due 2011, of Capital One Financial Corporation (incorporated by reference to
Exhibit 4.2 of the Corporation’s Report on Form 8-K, filed on September 18, 2006).