Capital One 2010 Annual Report Download - page 211
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191
Exhibit No. Description
4.6.3 Guarantee Agreement, dated as of February 5, 2007, between Capital One Financial Corporation and The Bank of New
York Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporation’s
Current Report on Form 8-K, filed on February 8, 2007).
4.6.4 Specimen certificate representing the Capital Security (incorporated by reference to Exhibit 4.5 of the Corporation’s
Current Report on Form 8-K, filed on February 8, 2007).
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to Exhibit 4.6 of the
Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.7.1 Fourth Supplemental Indenture, dated as of August 5, 2009, between Capital One Financial Corporation and The Bank of
N
ew York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.2 of the
Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
4.7.2 Amended and Restated Declaration of Trust of Capital One Capital V, dated as of August 5, 2009, between Capital One
Financial Corporation as Sponsor, The Bank of New York Mellon Trust Company, N.A., as institutional trustee, BNY
Mellon Trust of Delaware, as Delaware Trustee and the Administrative Trustees named therein (incorporated by
reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
4.7.3 Guarantee Agreement, dated as of August 5, 2009, between Capital One Financial Corporation and The Bank of New
York Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporation’s
Current Report on Form 8-K, filed on August 6, 2009).
4.7.4 Specimen Trust Preferred Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporation’s Current
Report on Form 8-K, filed on August 6, 2009).
4.7.5 Specimen Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the Corporation’s Current
Report on Form 8-K, filed on August 6, 2009).
4.8.1 Fifth Supplemental Indenture, dated as of November 13, 2009, between Capital One Financial Corporation and The Bank
of New York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.2 of the
Corporation’s Current Report on Form 8-K, filed on November 13, 2009).
4.8.2 Amended and Restated Declaration of Trust of Capital One Capital VI, dated as of November 13, 2009, between Capital
One Financial Corporation as Sponsor, The Bank of New York Mellon Trust Company, N.A., as institutional trustee,
BNY Mellon Trust of Delaware, as Delaware Trustee and the Administrative Trustees named therein (incorporated by
reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K, filed on November 13, 2009).
4.8.3 Guarantee Agreement, dated as of November 13, 2009, between Capital One Financial Corporation and The Bank of
N
ew York Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the
Corporation’s Current Report on Form 8-K, filed on November 13, 2009).
4.8.4 Specimen Trust Preferred Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporation’s Current
Report on Form 8-K, filed on November 13, 2009).
4.8.5 Specimen Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the Corporation’s Current
Report on Form 8-K, filed on November 13, 2009).
4.9.1 Indenture, dated as of August 29, 2006, between Capital One Financial Corporation and The Bank of New York Mellon
Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporation’s Current Report
on Form 8-K, filed on August 31, 2006).
4.9.2 Copy of Subordinated Note Certificate (incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on
Form 8-K, filed on August 31, 2006).
10.1.1 2002 Associate Stock Purchase Plan (incorporated by reference to Exhibit 4.1 of the Corporation’s Form S-8 filed with
the Securities and Exchange Commission on October 10, 2002).