Capital One 2012 Annual Report Download - page 300

Exhibit No. Description
10.6.2* First Amendment to the Amended and Restated Capital One Financial Corporation Voluntary
Non-Qualified Deferred Compensation Plan.
10.7 2002 Non-Executive Officer Stock Incentive Plan (incorporated by reference to Exhibit 10.3 of
the Corporation’s Registration Statement on Form S-8, Commission File No. 333-97123, filed
on July 25, 2002).
10.8.1 Form of Change of Control Employment Agreement between Capital One Financial
Corporation and Richard D. Fairbank (incorporated by reference to Exhibit 10.1 of the
Corporation’s Report on Form 8-K, filed on October 30, 2007).
10.8.2 Form of Change of Control Employment Agreement between Capital One Financial
Corporation and each of its named executive officers, other than the Chief Executive Officer
(incorporated by reference to Exhibit 10.8.2 of the 2011 Form 10-K).
10.8.3* Form of 2011 Change of Control Employment Agreement between Capital One Financial
Corporation and certain executive officers.
10.9* Form of Non-Competition Agreement between Capital One Financial Corporation and certain
named executive officers.
10.10.1* Special Retention, Separation and Non-Compete Agreement and Release by and between
Capital One Financial Corporation and Peter A. Schnall dated October 15, 2012.
10.10.2* Offer Letter to Stephen S. Crawford dated January 31, 2013.
12.1* Computation of Ratio of Earnings to Combined Fixed Charges.
12.2* Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividends.
21* Subsidiaries of the Company.
23* Consent of Ernst & Young LLP.
31.1* Certification of Richard D. Fairbank.
31.2* Certification of Gary L. Perlin.
32.1* Certification** of Richard D. Fairbank.
32.2* Certification** of Gary L. Perlin.
99.1* Reconciliation of Non-GAAP Measures and Regulatory Capital Measures.
101.INS* XBRL Instance Document.
101.SCH* XBRL Taxonomy Extension Schema Document.
101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF* XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB* XBRL Taxonomy Extension Label Linkbase Document.
101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document.
* Indicates a document being filed with this Form 10-K.
** Information in this Form 10-K furnished herewith shall not be deemed to be “filed” for the purposes of Section 18 of the
1934 Act or otherwise subject to the liabilities of that section.
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