Capital One 2012 Annual Report Download - page 295

Exhibit No. Description
4.1.2 Warrant Agreement, dated December 3, 2009, between Capital One Financial Corporation and
Computershare Trust Company, N.A. (incorporated by reference to the Exhibit 4.1 of the
Corporation’s Form 8-A filed on December 4, 2009).
4.1.3 Deposit Agreement, dated August 20, 2012 (incorporated by reference to Exhibit 4.1 of the
Corporation’s Current Report on Form 8-K filed on August 20, 2012).
4.2.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and
The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of
New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee
(incorporated by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on
November 13, 1996).
4.2.2 Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation (incorporated by
reference to Exhibit 4.5.5 of the 2003 Form 10-K).
4.2.3 Copy of 5.25% Notes, due 2017, of Capital One Financial Corporation (incorporated by
reference to Exhibit 4.5.6 of the 2004 Form 10-K).
4.2.4 Copy of 5.50% Senior Notes, due 2015, of Capital One Financial Corporation (incorporated by
reference to Exhibit 4.1 of the Corporation’s Quarterly Report on Form 10-Q for the period
ending June 30, 2005).
4.2.5 Specimen of 6.750% Senior Note, due 2017, of Capital One Financial Corporation
(incorporated by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on
September 5, 2007).
4.2.6 Specimen of 7.375% Senior Note, due 2014, of Capital One Financial Corporation
(incorporated by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on
May 22, 2009).
4.2.7 Specimen of Floating Rate Senior Note due 2014, of Capital One Financial Corporation
(incorporated by reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K,
filed on July 19, 2011).
4.2.8 Specimen of 2.125% Senior Note due 2014, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.2.9 Specimen of 3.150% Senior Note due 2016, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.5 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.2.10 Specimen of 4.750% Senior Note due 2021, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.6 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.2.11 Specimen of Floating Rate Senior Note due 2015, of Capital One Financial Corporation
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K,
filed on November 6, 2012).
4.2.12 Specimen of 1.000% Senior Note due 2015, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K, filed on
November 6, 2012).
4.3 Indenture (providing for the issuance of Junior Subordinated Debt Securities), dated as of
June 6, 2006, between Capital One Financial Corporation and The Bank of New York Mellon
Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.1 of the
Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
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