Capital One 2012 Annual Report Download - page 298

Exhibit No. Description
4.9.2 Copy of Subordinated Note Certificate (incorporated by reference to Exhibit 4.2 of the
Corporation’s Current Report on Form 8-K, filed on August 31, 2006).
10.1.1 Capital One Financial Corporation 1994 Stock Incentive Plan, as amended (incorporated by
reference to Exhibit 10.7 of the 2002 Form 10-K).
10.1.2 Capital One Financial Corporation 1999 Stock Incentive Plan (incorporated by reference to
Exhibit 4 of the Corporation’s Registration Statement on Form S-8, Commission File No.
333-78609, filed on May 17, 1999).
10.1.3 Capital One Financial Corporation 2004 Stock Incentive Plan (incorporated by reference to the
Proxy Statement on Definitive Schedule 14A, filed on March 17, 2004).
10.1.4 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 of
the Corporation’s Current Report on Form 8-K, filed on May 3, 2006).
10.1.5 Second Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to the
Proxy Statement on Definitive Schedule 14A, filed on March 13, 2009).
10.2.1 Form of Nonstatutory Stock Option Agreement granted to Richard D. Fairbank under the 2004
Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporation’s Report on
Form 8-K, filed on December 23, 2005).
10.2.2 Form of Nonstatutory Stock Option Agreement granted to Richard D. Fairbank under the 2004
Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporation’s Report on
Form 8-K, filed December 23, 2004).
10.2.3 Form of Restricted Stock Award Agreement granted to certain of our executives under the 2004
Stock Incentive Plan (incorporated by reference to Exhibit 10.20.2 of the 2004 Form 10-K).
10.2.4 Form of Nonstatutory Stock Option Agreement granted to certain of our executives under the
2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of the 2004 Form
10-K).
10.2.5 Form of Restricted Stock Unit Award Agreement granted to Richard D. Fairbank under the
2004 Stock Incentive Plan on May 17, 2004 (incorporated by reference to Exhibit 10.1 of the
Corporation’s quarterly report on Form 10-Q for the period ending September 30, 2004).
10.2.6 Form of Performance Unit Award Agreements granted to our executive officers, including the
Chief Executive Officer, under the Second Amended and Restated 2004 Stock Incentive Plan on
January 26, 2011 (incorporated by reference to Exhibit 10.16 of the 2010 Form 10-K).
10.2.7 Form of Restricted Stock Unit Award Agreements granted to our executive officers, including
the Chief Executive Officer, under the Second Amended and Restated 2004 Stock Incentive
Plan on January 26, 2011 (incorporated by reference to Exhibit 10.17 of the 2010 Form 10-K).
10.2.8 Form of Nonstatutory Stock Option Award Agreements granted to our executive officers,
including the Chief Executive Officer, under the Second Amended and Restated 2004 Stock
Incentive Plan on January 26, 2011 (incorporated by reference to Exhibit 10.18 of the 2010
Form 10-K).
10.2.9 Form of Restricted Stock Award Agreements granted to our executive officers under the Second
Amended and Restated 2004 Stock Incentive Plan on January 26, 2011 (incorporated by
reference to Exhibit 10.19 of the 2010 Form 10-K).
10.2.10 Form of Nonstatutory Stock Option Award Agreements granted to our executive officers,
including the Chief Executive Officer, under the Second Amended and Restated 2004 Stock
Incentive Plan on January 31, 2012 (incorporated by reference to Exhibit 10.2.10 of the 2011
Form 10-K).
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