Capital One 2012 Annual Report Download - page 297

Exhibit No. Description
4.6.3 Guarantee Agreement, dated as of February 5, 2007, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as guarantee trustee
(incorporated by reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K,
filed on February 8, 2007).
4.6.4 Specimen certificate representing the Capital Security (incorporated by reference to Exhibit 4.5
of the Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to
Exhibit 4.6 of the Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.7.1 Fourth Supplemental Indenture, dated as of August 5, 2009, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K,
filed on August 6, 2009).
4.7.2 Amended and Restated Declaration of Trust of Capital One Capital V, dated as of August 5,
2009, between Capital One Financial Corporation as Sponsor, The Bank of New York Mellon
Trust Company, N.A., as institutional trustee, BNY Mellon Trust of Delaware, as Delaware
Trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3
of the Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
4.7.3 Guarantee Agreement, dated as of August 5, 2009, between Capital One Financial Corporation
and The Bank of New York Mellon Trust Company, N.A., as guarantee trustee (incorporated by
reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on August 6,
2009).
4.7.4 Specimen Trust Preferred Security Certificate (incorporated by reference to Exhibit 4.5 of the
Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
4.7.5 Specimen Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the
Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
4.8.1 Fifth Supplemental Indenture, dated as of November 13, 2009, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K,
filed on November 13, 2009).
4.8.2 Amended and Restated Declaration of Trust of Capital One Capital VI, dated as of
November 13, 2009, between Capital One Financial Corporation as Sponsor, The Bank of
New York Mellon Trust Company, N.A., as institutional trustee, BNY Mellon Trust of
Delaware, as Delaware Trustee and the Administrative Trustees named therein (incorporated by
reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K, filed on
November 13, 2009).
4.8.3 Guarantee Agreement, dated as of November 13, 2009, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as guarantee trustee
(incorporated by reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K,
filed on November 13, 2009).
4.8.4 Specimen Trust Preferred Security Certificate (incorporated by reference to Exhibit 4.5 of the
Corporation’s Current Report on Form 8-K, filed on November 13, 2009).
4.8.5 Specimen Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the
Corporation’s Current Report on Form 8-K, filed on November 13, 2009).
4.9.1 Indenture, dated as of August 29, 2006, between Capital One Financial Corporation and The Bank
of New York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to
Exhibit 4.1 of the Corporation’s Current Report on Form 8-K, filed on August 31, 2006).
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