Capital One 2011 Annual Report Download - page 286

Exhibit No. Description
4.4.4 Specimen certificate representing the Enhanced TRUPS (incorporated by reference to Exhibit 4.5
of the Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
4.4.5 Specimen certificate representing the Junior Subordinated Debt Security (incorporated by
reference to Exhibit 4.6 of the Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
4.5.1 Second Supplemental Indenture, dated as of August 1, 2006, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K, filed
on August 4, 2006).
4.5.2 Copy of Junior Subordinated Debt Security Certificate (incorporated by reference to Exhibit 4.6 of
the Corporation’s Current Report on Form 8-K, filed on August 4, 2006).
4.5.3 Amended and Restated Declaration of Trust of Capital One Capital III, dated as of August 1, 2006,
between Capital One Financial Corporation, as Sponsor, The Bank of New York Mellon, as
institutional trustee, BNY Mellon Trust of Delaware, as Delaware trustee and the Administrative
Trustees named therein (incorporated by reference to Exhibit 4.3 of the Corporation’s Current
Report on Form 8-K, filed on August 4, 2006).
4.5.4 Guarantee Agreement, dated as of August 1, 2006, between Capital One Financial Corporation
and The Bank of New York Mellon Trust Company, N.A., as guarantee trustee (incorporated by
reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on August 4,
2006).
4.5.5 Copy of Capital Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporation’s
Current Report on Form 8-K, filed on August 4, 2006).
4.6.1 Third Supplemental Indenture, dated as of February 5, 2007, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K, filed
on February 8, 2007).
4.6.2 Amended and Restated Declaration of Trust of Capital One Capital IV, dated as of February 5,
2007, between Capital One Financial Corporation as Sponsor, The Bank of New York Mellon, as
institutional trustee, BNY Mellon Trust of Delaware, as Delaware Trustee and the Administrative
Trustees named therein (incorporated by reference to Exhibit 4.3 of the Corporation’s Current
Report on Form 8-K, filed on February 8, 2007).
4.6.3 Guarantee Agreement, dated as of February 5, 2007, between Capital One Financial Corporation
and The Bank of New York Mellon Trust Company, N.A., as guarantee trustee (incorporated by
reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on February 8,
2007).
4.6.4 Specimen certificate representing the Capital Security (incorporated by reference to Exhibit 4.5 of
the Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to
Exhibit 4.6 of the Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.7.1 Fourth Supplemental Indenture, dated as of August 5, 2009, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K, filed
on August 6, 2009).
4.7.2 Amended and Restated Declaration of Trust of Capital One Capital V, dated as of August 5, 2009,
between Capital One Financial Corporation as Sponsor, The Bank of New York Mellon Trust
Company, N.A., as institutional trustee, BNY Mellon Trust of Delaware, as Delaware Trustee and
the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 of the
Corporation’s Current Report on Form 8-K, filed on August 6, 2009).
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