Capital One 2011 Annual Report Download - page 285

Exhibit No. Description
4.2.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and
The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York
Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee (incorporated by
reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on November 13, 1996).
4.2.2 Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation (incorporated by reference
to Exhibit 4.5.5 of the 2003 Form 10-K).
4.2.3 Copy of 5.25% Notes, due 2017, of Capital One Financial Corporation (incorporated by reference
to Exhibit 4.5.6 of the 2004 Form 10-K).
4.2.4 Copy of 4.80% Notes, due 2012, of Capital One Financial Corporation (incorporated by reference
to Exhibit 4.5.7 of the 2004 Form 10-K).
4.2.5 Copy of 5.50% Senior Notes, due 2015, of Capital One Financial Corporation (incorporated by
reference to Exhibit 4.1 of the Corporation’s Quarterly Report on Form 10-Q for the period ending
June 30, 2005).
4.2.6 Specimen of 6.750% Senior Note, due 2017, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on September 5, 2007).
4.2.7 Specimen of 7.375% Senior Note, due 2014, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K, filed on May 22, 2009).
4.2.8 Specimen of Floating Rate Senior Note due 2014, of Capital One Financial Corporation
(incorporated by reference to Exhibit 4.3 of the Corporation’s Current Report on Form 8-K, filed
on July 19, 2011).
4.2.9 Specimen of 2.125% Senior Note due 2014, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.2.10 Specimen of 3.150% Senior Note due 2016, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.5 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.2.11 Specimen of 4.750% Senior Note due 2021, of Capital One Financial Corporation (incorporated
by reference to Exhibit 4.6 of the Corporation’s Current Report on Form 8-K, filed on July 19,
2011).
4.3 Indenture (providing for the issuance of Junior Subordinated Debt Securities), dated as of June 6,
2006, between Capital One Financial Corporation and The Bank of New York Mellon Trust
Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporation’s
Current Report on Form 8-K, filed on June 12, 2006).
4.4.1 First Supplemental Indenture, dated as of June 6, 2006, between Capital One Financial
Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee
(incorporated by reference to Exhibit 4.2 of the Corporation’s Current Report on Form 8-K, filed
on June 12, 2006).
4.4.2 Amended and Restated Declaration of Trust of Capital One Capital II, dated as of June 6, 2006,
between Capital One Financial Corporation as Sponsor, The Bank of New York Mellon, as
institutional trustee, BNY Mellon Trust of Delaware, as Delaware Trustee and the Administrative
Trustees named therein (incorporated by reference to Exhibit 4.3 of the Corporation’s Current
Report on Form 8-K, filed on June 12, 2006).
4.4.3 Guarantee Agreement, dated as of June 6, 2006, between Capital One Financial Corporation and
The Bank of New York Mellon Trust Company, N.A., as guarantee trustee (incorporated by
reference to Exhibit 4.4 of the Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
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