Capital One 2013 Annual Report Download - page 56

PART II
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities
Market Information
Our common stock is listed on the NYSE and is traded under the symbol “COF.” As of January 31, 2014, there
were 13,280 holders of record of our common stock. The table below presents the high and low closing sales
prices of our common stock as reported by the NYSE and cash dividends per common share declared by us
during each quarter indicated.
Sales Price Cash
DividendsQuarter ended High Low
2013:
December 31 .................................................. $ 76.61 $ 67.83 $ 0.30
September 30 ................................................. 69.70 63.59 0.30
June 30 ...................................................... 62.81 52.76 0.30
March 31 ..................................................... 62.88 50.80 0.05
2012:
December 31 .................................................. $ 61.40 $ 54.77 $ 0.05
September 30 .................................................. 59.37 53.36 0.05
June 30 ....................................................... 56.36 48.40 0.05
March 31 ..................................................... 57.15 43.75 0.05
Dividend Restrictions
For information regarding our ability to pay dividends, see the discussion under “Part I—Item 1. Business—
Supervision and Regulation—Dividends, Stock Repurchases and Transfers of Funds”, “MD&A—Capital
Management—Dividend Policy and Stock Purchases”, and “Note 12—Regulatory and Capital Adequacy”.
Securities Authorized for Issuance Under Equity Compensation Plans
Information relating to compensation plans under which our equity securities are authorized for issuance is
presented in Part III of this report under “Part III—Item 12. Security Ownership of Certain Beneficial Owners
and Management and Related Stockholder Matters.”
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