Capital One 2013 Annual Report Download - page 289

Exhibit No. Description
4.1.2 Warrant Agreement, dated December 3, 2009, between Capital One Financial Corporation and
Computershare Trust Company, N.A. (incorporated by reference to the Exhibit 4.1 of the
Form 8-A, filed on December 4, 2009).
4.1.3 Deposit Agreement, dated August 20, 2012 (incorporated by reference to Exhibit 4.1 of the
Current Report on Form 8-K, filed on August 20, 2012).
4.2 Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, copies of instruments defining the rights
of holders of long-term debt are not filed. The Company agrees to furnish a copy thereof to the
SEC upon request.
10.1.1 Capital One Financial Corporation 2004 Stock Incentive Plan (incorporated by reference to the
Proxy Statement on Definitive Schedule 14A, filed on March 17, 2004).
10.1.2 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 of
the Current Report on Form 8-K, filed on May 3, 2006).
10.1.3 Second Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to the
Proxy Statement on Definitive Schedule 14A, filed on March 13, 2009).
10.2.1 Form of Nonstatutory Stock Option Agreement granted to Richard D. Fairbank under the 2004
Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Current Report on Form
8-K, filed on December 23, 2005).
10.2.2 Form of Nonstatutory Stock Option Agreement granted to Richard D. Fairbank under the 2004
Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Current Report on Form
8-K, filed on December 23, 2004).
10.2.3 Form of Nonstatutory Stock Option Agreement granted to certain of our executives under the
2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of the 2004
Form 10-K).
10.2.4 Form of Performance Unit Award Agreement granted to our executive officers, including the
Chief Executive Officer, under the Second Amended and Restated 2004 Stock Incentive Plan on
January 26, 2011 (incorporated by reference to Exhibit 10.16 of the 2010 Form 10-K).
10.2.5 Form of Nonstatutory Stock Option Award Agreement granted to our executive officers,
including the Chief Executive Officer, under the Second Amended and Restated 2004 Stock
Incentive Plan on January 26, 2011 (incorporated by reference to Exhibit 10.18 of the 2010
Form 10-K).
10.2.6 Form of Nonstatutory Stock Option Award Agreements granted to our executive officers,
including the Chief Executive Officer, under the Second Amended and Restated 2004 Stock
Incentive Plan on January 31, 2012 (incorporated by reference to Exhibit 10.2.10 of the 2011
Form 10-K).
10.2.7 Form of Performance Unit Award Agreements granted to our executive officers, including the
Chief Executive Officer, under the Second Amended and Restated 2004 Stock Incentive Plan on
January 31, 2012 (incorporated by reference to Exhibit 10.2.11 of the 2011 Form 10-K).
10.2.8 Form of Restricted Stock Unit Award Agreements granted to our executive officers, including
the Chief Executive Officer, under the Second Amended and Restated 2004 Stock Incentive
Plan on January 31, 2012 (incorporated by reference to Exhibit 10.2.12 of the 2011 Form 10-K).
10.2.9 Form of Restricted Stock Award Agreement granted to our executive officers under the Second
Amended and Restated 2004 Stock Incentive Plan on January 31, 2012 (incorporated by
reference to Exhibit 10.2.13 of the 2011 Form 10-K).
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