Capital One 2013 Annual Report Download - page 291

Exhibit No. Description
10.5 Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan
(incorporated by reference to Exhibit 10.5 of the 2011 Form 10-K).
10.6.1 Amended and Restated Capital One Financial Corporation Voluntary Non-Qualified Deferred
Compensation Plan (incorporated by reference to Exhibit 10.6 of the 2011 Form 10-K).
10.6.2 First Amendment to the Amended and Restated Capital One Financial Corporation Voluntary
Non-Qualified Deferred Compensation Plan (incorporated by reference to Exhibit 10.6.2 of the
2012 Form 10-K).
10.7.1 Form of Change of Control Employment Agreement between Capital One Financial
Corporation and each of its named executive officers, other than the Chief Executive Officer
(incorporated by reference to Exhibit 10.8.2 of the 2011 Form 10-K).
10.7.2 Form of 2011 Change of Control Employment Agreement between Capital One Financial
Corporation and certain executive officers (incorporated by reference to Exhibit 10.8.3 of the
2012 Form 10-K).
10.7.3* Change of Control Employment Agreement between Capital One Financial Corporation and
Richard D. Fairbank.
10.8.1 Form of Non-Competition Agreement between Capital One Financial Corporation and certain
named executive officers (incorporated by reference to Exhibit 10.9 of the 2012 Form 10-K).
10.8.2* Non-Competition and Non-Solicitation of Customer Agreement between Capital One Financial
Corporation and Jonathan W. Witter.
10.9.1 Special Retention, Separation and Non-Compete Agreement and Release by and between
Capital One Financial Corporation and Peter A. Schnall dated October 15, 2012 (incorporated
by reference to Exhibit 10.10.1 of the 2012 Form 10-K).
10.9.2 Offer Letter to Stephen S. Crawford dated January 31, 2013 (incorporated by reference to
Exhibit 10.10.2 of the 2012 Form 10-K).
12.1* Computation of Ratio of Earnings to Fixed Charges.
12.2* Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividends.
21* Subsidiaries of the Company.
23* Consent of Ernst & Young LLP.
31.1* Certification of Richard D. Fairbank.
31.2* Certification of Stephen S. Crawford.
32.1* Certification** of Richard D. Fairbank.
32.2* Certification** of Stephen S. Crawford.
99.1* Reconciliation of Non-GAAP Measures and Regulatory Capital Measures.
101.INS* XBRL Instance Document.
101.SCH* XBRL Taxonomy Extension Schema Document.
101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF* XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB* XBRL Taxonomy Extension Label Linkbase Document.
101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document.
* Indicates a document being filed with this Form 10-K.
** Information in this Form 10-K furnished herewith shall not be deemed to be “filed” for the purposes of Section 18 of the 1934 Act or
otherwise subject to the liabilities of that section.
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