Capital One 2009 Annual Report Download - page 206

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193
Exhibit No.
Description
10.11 Capital One Financial Corporation, 2005 Directors Compensation Plan Summary (incorporated by reference to Exhibit
99.1 of the Corporation’s Report on Form 8-K, filed on May 4, 2005).
10.12 Form of Change of Control Employment Agreement between Capital One Financial Corporation and each of its name
d
executive officers, including the chief executive officer, Richard Fairbank (incorporated by reference to Exhibit 10.1 of the
Corporation’s Report on Form 8-K, filed on October 30, 2007).
10.13 Form of Employment Agreement between Capital One Financial Corporation and its named executive officers
(incorporated by reference to Exhibit 10.2 of the Corporation’s Quarterly Report on Form 10-Q for the period ending
March 31, 2009).
10.14 Employment Agreement between Capital One Financial Corporation and Lynn Pike (incorporated by reference to
Exhibit 10.3 of the Corporation’s Quarterly Report on Form 10-Q for the period ending March 31, 2009).
10.15 Consulting Agreement dated as of April 5, 1995, by and between Capital One Financial Corporation and American
Management Systems, Inc. (incorporated by reference to Exhibit 10.16 of the 2002 Form 10-K).
10.17.1 Services Agreement, dated November 8, 2004, between Capital One Financial Corporation, acting through its subsidiary
Capital One Services, Inc. and First Data Corporation, acting through its subsidiary, First Data Resources, Inc.
(confidential treatment requested for portions of this agreement incorporated by reference to Exhibit 10.1 of the
Corporation’s Report on Form 8-K, filed on September 15, 2005).
10.17.2* Amendment to Services Agreement, effective October 1, 2009, between the Corporation and First Data Resources, LLC
(confidential treatment requested for portions of these amendments).
10.17.3* Third Amendment to Services Agreement, effective November 30, 2005, between the Corporation and First Dat
a
Resources, LLC.
10.18.1 Processing Services Agreement, dated August 5, 2005, between Capital One Financial Corporation, acting through its
subsidiary Capital One Services, Inc. and Total System Services, Inc. (confidential treatment requested for portions of this
agreement, incorporated by reference to Exhibit 10.1 of the Corporation’s quarterly report on Form 10-Q for the perio
d
ending September 30, 2005).
10.18.2 First Quarter 2006 Amendment to Processing Services Agreement, dated May 19, 2006, between Capital One Financial
Corporation, acting through its subsidiary Capital One Services, Inc. and Total System Services, Inc. (confidential
treatment requested for portions of this agreement) (incorporated by reference to exhibit 10.22 of the 2007 Form 10-K).
10.18.3 Amendments to Processing Services Agreement, effective October 31, 2008, between the Corporation and Total Syste
m
Services, Inc. (confidential treatment requested for portions of these amendments) (incorporated by reference to Exhibi
t
10.1 of the Corporation’s Quarterly Report on Form 10-Q for the period ending September 30, 2008).
12* Computation of Ratio of Earnings to Combined Fixed Charges.
14* Capital One Financial Corporation Code of Business Conduct and Ethics, as finalized on November 3, 2009.
21* Subsidiaries of the Company.
23* Consent of Ernst & Young LLP.
31.1* Certification of Richard D. Fairbank
31.2* Certification of Gary L. Perlin
32.1* Certification** of Richard D. Fairbank
32.2* Certification** of Gary L. Perlin