Capital One 2009 Annual Report Download - page 203

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190
Exhibit No.
Description
4.2.8 Specimen of 7.375% Senior Note, due 2014, of Capital One Financial Corporation (incorporated by reference to Exhibi
t
4.1 of the Corporation’s Report on Form 8-K, filed on May 22, 2009).
4.3 Indenture (providing for the issuance of Junior Subordinated Debt Securities), dated as of June 6, 2006, between Capital
One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., as indenture trustee (incorporated by
reference to Exhibit 4.1 of the Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
4.4.1 First Supplemental Indenture, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of New
York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.2 of the Corporation’s
Current Report on Form 8-K, filed on June 12, 2006).
4.4.2 Amended and Restated Declaration of Trust of Capital One Capital II, dated as of June 6, 2006, between Capital One
Financial Corporation as Sponsor, The Bank of New York Mellon, as institutional trustee, BNY Mellon Trust of Delaware,
as Delaware Trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 of the
Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
4.4.3 Guarantee Agreement, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of New Yor
k
Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporation’s Curren
t
Report on Form 8-K, filed on June 12, 2006).
4.4.4 Specimen certificate representing the Enhanced TRUPS (incorporated by reference to Exhibit 4.5 of the Corporation’s
Current Report on Form 8-K, filed on June 12, 2006).
4.4.5 Specimen certificate representing the Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the
Corporation’s Current Report on Form 8-K, filed on June 12, 2006).
4.5.1 Second Supplemental Indenture, dated as of August 1, 2006, between Capital One Financial Corporation and The Bank o
f
New York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.2 of the
Corporation’s Current Report on Form 8-K, filed on August 4, 2006).
4.5.2 Copy of Junior Subordinated Debt Security Certificate (incorporated by reference to Exhibit 4.6 of the Corporation’s
Current Report on Form 8-K, filed on August 4, 2006).
4.5.3 Amended and Restated Declaration of Trust of Capital One Capital III, dated as of August 1, 2006, between Capital One
Financial Corporation, as Sponsor, The Bank of New York Mellon, as institutional trustee, BNY Mellon Trust o
f
Delaware, as Delaware trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 o
f
the Corporation’s Current Report on Form 8-K, filed on August 4, 2006).
4.5.4 Guarantee Agreement, dated as of August 1, 2006, between Capital One Financial Corporation and The Bank of New Yor
k
Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporation’s Curren
t
Report on Form 8-K, filed on August 4, 2006).
4.5.5 Copy of Capital Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporation’s Current Report on For
m
8-K, filed on August 4, 2006)
4.6.1 Third Supplemental Indenture, dated as of February 5, 2007, between Capital One Financial Corporation and The Bank o
f
New York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.2 of the
Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.6.2 Amended and Restated Declaration of Trust of Capital One Capital IV, dated as of February 5, 2007, between Capital One
Financial Corporation as Sponsor, The Bank of New York Mellon, as institutional trustee, BNY Mellon Trust of Delaware,
as Delaware Trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 of the
Corporation’s Current Report on Form 8-K, filed on February 8, 2007).
4.6.3 Guarantee Agreement, dated as of February 5, 2007, between Capital One Financial Corporation and The Bank of New
York Mellon Trust Company, N.A., as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporation’s
Current Report on Form 8-K, filed on February 8, 2007).
4.6.4 Specimen certificate representing the Capital Security (incorporated by reference to Exhibit 4.5 of the Corporation’s
Current Report on Form 8-K, filed on February 8, 2007).
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to Exhibit 4.6 of the Corporation’s
Current Report on Form 8-K, filed on February 8, 2007).