Capital One 2009 Annual Report Download - page 205

192
Exhibit No.
Description
10.2.5 Amended and Restated 2004 Stock Incentive Plan (incorporated herein by reference to the Corporation’s Registration
Statement on Form S-8, Commission File No. 333-136281, filed August 3, 2006).
10.2.6 Second Amended and Restated 2004 Stock Incentive Plan (incorporated herein by reference to
Exhibit 10.2 of the Corporation’s Registration Statement on Form S-8, Commission File No. 333-158664, filed April 20,
2009.
10.2.7 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairban
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pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporation’s
Report on Form 8-K, filed on December 23, 2005).
10.2.8 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairban
k
pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporation’s
Report on Form 8-K, filed December 23, 2004).
10.2.9 Form of Restricted Stock Award Agreement between Capital One Financial Corporation and certain of its executives or
associates pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.2 of the 2004
Form 10-K).
10.2.10 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and certain of its executives
pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of the 2004
Form 10-K).
10.2.11 Form of Performance Unit Award Agreement between Capital One Financial Corporation and its executive officers,
including Mr. Gary L. Perlin and Mr. John G. Finneran, Jr., pursuant to the Company’s 2004 Stock Incentive Plan
(incorporated by reference to exhibit 10.2.8 of the 2007 Form 10-K).
10.2.12 Restricted Stock Unit Award Agreement, dated May 17, 2004, by and between Capital One Financial Corporation and
Richard D. Fairbank (incorporated by reference to Exhibit 10.10.1 of the Corporation’s quarterly report on Form 10-Q fo
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the period ending September 30, 2004).
10.3.1 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended (incorporated by
reference to Exhibit 10.4 of the 2002 Form 10-K).
10.3.2 Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between Capital One
Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the Corporation’s quarterly
report on Form 10-Q for the period ending September 30, 2004).
10.3.3 Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between Capital
One Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.3 of the Corporation’s
quarterly report on Form 10-Q for the period ending September 30, 2004).
10.3.4 1995 Non-Employee Directors Stock Incentive Plan (incorporated by reference to the Corporation’s Registration
Statement on Form S-8, Commission File No. 33-91790, filed May 1, 1995).
10.4 Form of Amended and Restated Change of Control Employment Agreement between Capital One Financial Corporation
and certain of its senior executives (incorporated by reference to Exhibit 10.10 of the 2002 Form 10-K).
10.5 Capital One Financial Corporation Excess Savings Plan, as amended (incorporated by reference to Exhibit 10.11 of the
2002 Form 10-K).
10.6 Capital One Financial Corporation Excess Benefit Cash Balance Plan, as amended (incorporated by reference to Exhibi
t
10.12 of the 2002 Form 10-K).
10.7 Capital One Financial Corporation 1994 Deferred Compensation Plan, as amended (incorporated by reference to Exhibit
10.13 of the 2002 Form 10-K).
10.8 Capital One Financial Corporation, Voluntary Non-Qualified Deferred Compensation Plan, dated May 28, 2004
(incorporated by reference to Exhibit 10.1 to the Company’s Form 10-Q for the period ending June 30, 2004).
10.9 Form of Intellectual Property Protection Agreement dated as of April 29,1999 by and among Capital One Financial
Corporation and certain of its senior executives (incorporated by reference to Exhibit 10.20 of the 1999 Form 10-K/A).
10.10 2002 Non-Executive Officer Stock Incentive Plan (incorporated herein by reference to the Corporation’s Registration
Statement on Form S-8, Commission File No. 333-97123, filed July 25, 2002).