Capital One 2009 Annual Report Download - page 202

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EXHIBIT INDEX
CAPITAL ONE FINANCIAL CORPORATION
ANNUAL REPORT ON FORM 10-K
DATED DECEMBER 31, 2009
Commission File No. 1-13300
The following exhibits are incorporated by reference or filed herewith. References to (i) the “2000 Form 10-K” are to the
Corporation’s Annual Report on Form 10-K for the year ended December 31, 2000, filed March 29, 2001; (ii) the “2001 Form 10-K”
are to the Corporation’s Annual Report on Form 10-K for the year ended December 31, 2001, filed March 22, 2002, as amended on
August 14, 2002; (iii) the “2002 Form 10-K” are to the Corporation’s Annual Report on Form 10-K for the year ended December 31,
2002, filed March 17, 2003; (iv) the “2003 Form 10-K” are to the Corporation’s Annual Report on Form 10-K for the year ended
December 31, 2003, filed March 5, 2004; (v) the “2004 Form 10-K” are to the Corporation’s Annual Report on Form 10-K for the
year ended December 31, 2004, filed March 9, 2005; (vi) the “2005 Form 10-K” are to the Corporation’s Annual Report on Form 10-
K for the year ended December 31, 2005, filed March 2, 2006, as amended on April 12, 2006; (vii) the “2006 Form 10-K” are to the
Corporation’s Annual Report on Form 10-K for the year ended December 31, 2006, filed March 1, 2007; and (viii) the “2007 Form
10-K” are to the Corporation’s Annual Report on Form 10-K for the year Ended December 31, 2007, filed February 29, 2008.
Item 6. Exhibits
Exhibit No.
Description
2.1 Stock Purchase Agreement, dated as of December 3, 2008, by and among Capital One Financial Corporation, B.F. Saul
Real Estate Investment Trust, Derwood Investment Corporation, and B.F. Saul Company Employee’s Profit Sharing and
Retirement Trust (incorporated by reference to Exhibit 2.4 of the Corporation’s 2008 Form 10-K).
3.1 Restated Certificate of Incorporation of Capital One Financial Corporation, (as amended May 15, 2007 (incorporated by
reference to Exhibit 3.1 of the Corporation’s Report on Form 8-K, filed on August 28, 2007).
3.2 Amended and Restated Bylaws of Capital One Financial Corporation (as amended October 30, 2008) (incorporated by
reference to Exhibit 3.1 of the Corporation’s Report on Form 8-K, filed November 3, 2008).
4.1.1 Specimen certificate representing the Common Stock (incorporated by reference to Exhibit 4.1 of the Corporation’s
Annual Report on Form 10-K filed March 5, 2004).
4.1.2 Warrant Agreement, dated December 3, 2009, between Capital One Financial Corporation and Computershare Trus
t
Company, N.A. (incorporated herein by reference to the Exhibit 4.1 of the Company’s Form 8-A filed on December 4,
2009).
4.2.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New Yor
k
Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris
Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.1 of the Corporation’s Report on Form 8-K,
filed on November 13, 1996).
4.2.2 Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.5 of the
2003 Form 10-K).
4.2.3 Copy of 5.25% Notes, due 2017, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.6 of the
2004 Form 10-K).
4.2.4 Copy of 4.80% Notes, due 2012, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.5.7 of the
2004 Form 10-K).
4.2.5 Copy of 5.50% Senior Notes, due 2015, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.1 o
f
the Corporation’s Quarterly Report on Form 10-Q for the period ending June 30, 2005).
4.2.6 Specimen of 5.70% Senior Note, due 2011, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.2
of the Corporation’s Report on Form 8-K, filed on September 18, 2006).
4.2.7 Specimen of 6.750% Senior Note, due 2017, of Capital One Financial Corporation (incorporated by reference to Exhibi
t
4.1 of the Corporation’s Report on Form 8-K, filed on September 5, 2007).