Duke Energy 2012 Annual Report Download - page 298

PART IV
E-12
PART
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy, Inc
Progress
Energy
Carolinas
Progress
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.47** Form of Phantom Stock Award Agreement of Duke Energy Corporation under the
Duke Energy Corporation 2010 Long-Term Incentive Plan (fi led on Form 8-K of
Duke Energy Corporation, February 22, 2011, File No. 1-32853, as Exhibit 10.2).
X
10.48** Form of Performance Award Agreement by and between Duke Energy
Corporation and James E. Rogers under the Duke Energy Corporation 2010 Long-
Term Incentive Plan (fi led on Form 8-K of Duke Energy Corporation, February 22,
2011, File No.1-32853, as Exhibit 10.3).
X
10.49** Employment Agreement, dated as of February 19, 2009, by and between
James E. Rogers and Duke Energy Corporation (incorporated by reference to
Duke Energy’s Form 8-K, February 25, 2009, File No. 1-32853, as Exhibit 10.1)
X
10.49.1** Amendment dated as of June 27, 2012, to the Employment Agreement, dated
as of February 19, 2009 by and between James E. Rogers and Duke Energy
Corporation (incorporated by reference to Duke Energy Corporation’s Form 10-Q
for the quarter ended June 30, 2012).
X
10.49.2** Second Amendment, dated as of July 3, 2012 to the Employment Agreement
dated as of February 19, 2009, by and between James E. Rogers and Duke Energy
Corporation (incorporated by reference to Duke Energy Corporation’s Form 10-Q
for the quarter ended June 30, 2012).
X
10.50** Duke Energy Corporation 2010 Long-term Incentive Plan (fi led on the 2010
Proxy Statement of Duke Energy Corporation, March 22, 2010, File No. 1-32853,
as Appendix A).
X
10.50.1** Amendment to Duke Energy Corporation 2010 Long-Term Incentive Plan
(incorporated by reference to Duke Energy Corporation’s Form 10-Q for the
quarter ended June 30, 2012).
X
10.51** Amendment to Duke Energy Corporation Executive Savings Plan, dated January 1,
2008 (incorporated by reference to Duke Energy Corporation’s Form 10-Q for the
quarter ended September 30, 2012).
X
10.52 Settlement Agreement dated November 29, 2012 by and among Duke Energy
Corporation, the North Carolina Utilities Commission Staff and the North
Carolina Public Staff (incorporated by reference to Duke Energy Corporation’s
Form 8-K dated November 29, 2012).
X
10.53 Settlement Agreement dated December 3, 2012 between Duke Energy
Corporation and the North Carolina Attorney General (incorporated by reference
to Duke Energy Corporation’s Form 8-K dated December 3, 2012).
X
10.54** Employment Agreement, dated as of June 27, 2012, by and between William D.
Johnson and Duke Energy Corporation (incorporated by reference to Duke Energy
Corporation’s Form 8-K dated July 3, 2012).
X
10.55** Separation and Settlement Agreement, dated as of July 3, 2012, by and between
William D. Johnson and Duke Energy Corporation (incorporated by reference to
Duke Energy Corporation’s Form 8-K dated July 3, 2012).
X
*10.56** Retention Award Agreement, effective as of July 9, 2012, by and between Duke
Energy Corporation and Lloyd Yates.
X
*10.57** Retention Award Agreement, effective as of July 9, 2012 by and between Duke
Energy Corporation and Jeffrey J. Lyash.
X
*10.58** Form of Change-in-Control Agreement X
*10.59** Separation and Settlement Agreement by and between John R. McArthur and
Duke Energy Corporation dated as of July 10, 2012.
X
*10.60** Separation and Settlement Agreement by and between Mark S. Mulhern and
Duke Energy Corporation dated as of July 10, 2012.
X
*10.61** Separation and Settlement Agreement by and between Paula J. Sims and Duke
Energy Corporation.
X