Duke Energy 2012 Annual Report Download - page 288

PART IV
E-2
PART
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy, Inc
Progress
Energy
Carolinas
Progress
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
3.8 By-Laws of PSI, as amended on July 23, 2003 (fi led with Form 10-Q of Duke
Energy Indiana, Inc. (formerly PSI Energy, Inc.) for the quarter ended June 30,
2003, File No. 1-3543).
X
3.9 Certifi cate of Amendment to the Amended and Restated Certifi cate of
Incorporation of Duke Energy Corporation, fi led with the Secretary of State of
the State of Delaware with an effective date of July 2, 2012 (incorporated by
reference to Duke Energy Corporation’s Form 8-K dated July 3, 2012).
X
3.10 Restated Charter of Carolina Power & Light Company as amended on May 10,
1996 (fi led as Exhibit No. 3(i) to Quarterly Report on Form 10-Q for the quarterly
period ended June 30, 1997, File No. 1-3382).
X
3.11 Amended and Restated Articles of Incorporation of Progress Energy, Inc. (f/k/a
CP&L Energy, Inc.), as amended and restated on June 15, 2000 (fi led as Exhibit
No. 3a(1) to Quarterly Report on Form 10-Q for the quarterly period ended
June 30, 2000, File No. 1-15929 and No. 1-3382).
X
3.11.1 Articles of Amendment to the Amended and Restated Articles of Incorporation of
Progress Energy, Inc. (f/k/a CP&L Energy, Inc.), dated December 4, 2000 (fi led
as Exhibit 3b(1) to Annual Report on Form 10-K for the year ended December 31,
2001, as fi led with the SEC on March 28, 2002, File No. 1-15929).
X
3.11.2 Articles of Amendment to the Amended and Restated Articles of Incorporation
of Progress Energy, Inc., dated May 10, 2006 (fi led as Exhibit 3.A to Quarterly
Report on Form 10-Q for the quarterly period ended June 30, 2006,
File No. 1-15929, 1-3382 and 1-3274).
X
3.12 Amended Articles of Incorporation of Florida Power Corporation (fi led as
Exhibit 3(a) to the Progress Energy Florida Annual Report on Form 10-K for the
year ended December 31, 1991, as fi led with the SEC on March 30, 1992,
File No. 1-3274).
X
3.13 By-Laws of Progress Energy, Inc., as amended on May 10, 2006
(fi led as Exhibit 3.B to Quarterly Report on Form 10-Q for the quarterly period
ended June 30, 2006, File No. 1-15929, 1-3382 and 1-3274).
X
3.14 By-Laws of Carolina Power & Light Company, as amended on May 13, 2009
(fi led as Exhibit 3.B to the Quarterly Report on Form 10-Q for the quarter ended
June 30, 2009, File No. 1-15929, 1-3382 and 1-3274).
X
3.15 By-Laws of Florida Power Corporation, as amended September 20, 2010 (fi led
as Exhibit 3.1 to the Florida Power Corporation Current Report on Form 8-K,
dated September 20, 2010, File No. 1-3274).
X
4.1 Original Indenture (First Mortgage Bonds) between Duke Energy Ohio, Inc.
and The Bank of New York (as Trustee) dated as of August 1, 1936 (fi led with
Registration Statement of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas &
Electric Company) File No. 2-2374).
X
4.1.1 Fortieth Supplemental Indenture between Duke Energy Ohio, Inc. and The Bank
of New York Mellon Trust Company, N.A. dated as of March 23, 2009 (fi led with
Form 8-K of Duke Energy Ohio, Inc. dated March 24, 2009, File. No. 1-01232).
X
4.1.2 Forty-fi rst Supplemental Indenture between Duke Energy Ohio, Inc. and The Bank
of New York Mellon Trust Company, N.A. dated as of December 17, 2009, (fi led
with Form 8-K of Duke Energy Ohio, Inc. dated December 18, 2009,
File No. 1-01232.
X
4.2.1 Twenty-fi fth Supplemental Indenture between PSI and The First National Bank of
Chicago dated September 1, 1978 (fi led with the registration statement of Duke
Energy Indiana, Inc. (formerly PSI Energy, Inc.), File No. 2-62543).
X
4.2.2 Thirty-fi fth Supplemental Indenture between PSI and The First National Bank of
Chicago dated March 30, 1984 (fi led with Form 10-K of Duke Energy Indiana,
Inc. (formerly PSI Energy, Inc.) for the year ended December 31, 1984,
File No. 1-3543).
X