Duke Energy 2012 Annual Report Download - page 290

PART IV
E-4
PART
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy, Inc
Progress
Energy
Carolinas
Progress
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
4.5.1 First Supplemental Indenture, dated as of June 16, 2008, to the Indenture,
providing for the issuance of $250 million 5.65% Senior Notes due 2013 and
$250 million 6.25% Senior Notes due 2018 (fi led on Form 8-K of Duke Energy
Corporation dated June 16, 2008, File No. 001-32853, as Exhibit 4.2).
X
4.5.2 Second Supplemental Indenture, dated as of January 26, 2009, to the Indenture,
providing for the issuance of $750 million 6.30% Senior Notes due 2014 (fi led
on Form 8-K of Duke Energy Corporation dated January 26, 2009,
File No. 001-32853, as Exhibit 4.1).
X
4.5.3 Form of Third Supplemental Indenture, dated as of August 28, 2009, to the
Indenture, providing for the issuance of $500 million 3.95% Senior Notes due
2014 and $500 million 5.05% Senior Notes due 2019 (fi led on Form 8-K of Duke
Energy Corporation dated August 28, 2009, File No. 001-32853, as Exhibit 4.1).
X
4.5.4 Form of Fourth Supplemental Indenture, dated as of March 25, 2010, to the
Indenture, providing for the issuance of $450 million 3.35% Senior Notes due
2015 (fi led on Form 8-K of Duke Energy Corporation dated March 25, 2010,
File No. 001-32853, as Exhibit 4.1).
X
4.5.5 Form of Fifth Supplemental Indenture, dated as of August 25, 2011, to the
Indenture, providing for the issuance of $500 million 3.55% Senior Notes due
2021 (fi led on Form 8-K of Duke Energy Corporation dated August 25, 2011,
File No. 001-32853, as Exhibit 4.1).
X
4.5.6 Form of Sixth Supplemental Indenture, dated as of November 17, 2011, to the
Indenture, providing for the issuance of $500 million 2.15% Senior Notes due
2016 (fi led on Form 8-K of Duke Energy Corporation dated November 17, 2011,
File No. 001-32853, as Exhibit 4.1).
X
4.5.7 Form of Seventh Supplemental Indenture, dated as of August 16, 2012, to the
Indenture, providing for the issuance of $500 million 3.05% Senior Notes due
2022 and $700 million 1.625% Senior Notes due 2017 (fi led on Form 8-K of
Duke Energy Corporation dated August 16, 2012, File No. 001-32853, as
Exhibit 4.1).
X
4.6 First and Refunding Mortgage from Duke Energy Carolinas, LLC to The Bank
of New York Mellon Trust Company, N.A., successor trustee to Guaranty Trust
Company of New York, dated as of December 1, 1927 (fi led with Form S-1,
File No. 2-7224, effective October 15, 1947, as Exhibit 7(a)).
X
4.6.1 Instrument of Resignation, Appointment and Acceptance among Duke Energy
Carolinas, LLC, JPMorgan Chase Bank, N.A., as Trustee, and
The Bank of New York Mellon Trust Company, N.A., as Successor
Trustee, dated as of September 24, 2007 (Filed with Form S-3,
File No. 333-146483, as Exhibit 4.6.1).
X
4.6.2 Ninth Supplemental Indenture, dated as of February 1, 1949 (fi led with
Form S-1, File No. 2-7808, effective February 3, 1949, as Exhibit 7(j).
X
4.6.3 Twentieth Supplemental Indenture, dated as of June 15, 1964
(fi led with Form S-1, File No. 2-25367, effective August 23, 1966, as
Exhibit 4-B-20).
X
4.6.4 Twenty-third Supplemental Indenture, dated as of February 1, 1968
(fi led with Form S-9, File No. 2-31304, effective January 21, 1969, as
Exhibit 2-B-26).
X
4.6.5 Sixtieth Supplemental Indenture, dated as of March 1, 1990 (fi led with
Form 10-K for the year ended December 31, 1990, File No.1-4928, as
Exhibit 4-B-61).
X
4.6.6 Sixty-third Supplemental Indenture, dated as of July 1, 1991
(fi led with Form S-3, File No. 33-45501, effective February 13, 1992,
as Exhibit 4-B-64).
X