Duke Energy 2012 Annual Report Download - page 287

PART IV
E-1
PART
EXHIBIT INDEX
Exhibits fi led herewithin are designed by an asterisk (*). All exhibits not so designated are incorporated by reference to a prior fi ling, as indicated. Items
constituting management contracts or compensatory plans or arrangements are designated by a double asterisk (**). The Company agrees to furnish upon request
to the Commission a copy of any omitted schedules or exhibits upon request on all items designated by a triple asterisk (***). Legacy Progress Energy, management
contract or compensation plan or arrangement required to be fi led as an exhibit to this report pursuant to Item 15 (b) of Form 10-K (+).
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy, Inc
Progress
Energy
Carolinas
Progress
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
2.1 Agreement and Plan of Merger by and among Duke Energy Corporation, Diamond
Acquisition Corporation and Progress Energy, Inc. dated as of January 8, 2011
(fi led with the Form 8-K of Duke Energy Corporation, File No. 1-32583,
January 11, 2011).
X
2.2 Agreement and Plan of Merger, dated as of January 8, 2011, by and among Duke
Energy Corporation, Diamond Acquisition Corporation and Progress Energy, Inc.
(incorporated by reference to Exhibit 2.1 to Duke Energy Corporation’s Current
Report on Form 8-K fi led on January 11, 2011) (incorporated by reference to
Duke Energy Corporation’s Form 8-K dated July 3, 2012).
X
2.3 Agreement and Plan of Merger, dated as of January 8, 2011, by and among Duke
Energy Corporation, Diamond Acquisition Corporation and Progress Energy, Inc.
(fi led as Exhibit 2.1 to the Current Report on Form 8-K, dated January 8, 2011,
File No. 1-15929).
X
3.1 Amended and restated Certifi cate of Incorporation (fi led with the Form 8-K of
Duke Energy Corporation, File No. 1-32853, April 4, 2006, as Exhibit 3-1).
X
3.2 Articles of Organization Including Articles of Conversion (fi led with Form 8-K of
registrant, File No. 1-4928, April 7, 2006, as exhibit 3.1).
X
3.2.1 Amended Articles of Organization, effective October 1, 2006 (fi led with the
Form 10-Q of the registrant for the quarter ended September 30, 2006,
File No. 1-4928, as exhibit 3.1).
X
3.3 Amended Articles of Consolidation of Duke Energy Ohio, Inc. effective
October 23, 1996 (fi led with Form 10-Q of Duke Energy Ohio, Inc. (formerly The
Cincinnati Gas & Electric Company) for the quarter ended September 30, 1996,
File No. 1-1232).
X
3.3.1 Amended Articles of Consolidation, effective October 1, 2006 (fi led with
Form 10-Q of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas & Electric
Company) for the quarter ended September 30, 2006, File No. 1-1232).
X
3.4 Amended Articles of Consolidation of PSI, as amended April 20, 1995 (fi led
with Form 10-Q of Duke Energy Indiana, Inc. (formerly PSI Energy, Inc.) for the
quarter ended June 30, 1995, File No. 1-3543).
X
3.4.1 Amendment to Article D of the Amended Articles of Consolidation of PSI,
effective July 10, 1997 (fi led with Form 10-K of Duke Energy Indiana, Inc.
(formerly PSI Energy, Inc.) for the year ended December 31, 1997,
File No. 1-3543).
X
3.4.2 Amended Articles of Consolidation, effective October 1, 2006 (fi led with Form
10-Q of Duke Energy Indiana, Inc. (formerly PSI Energy, Inc.) for the quarter
ended September 30, 2006, File No. 1-3543).
X
3.5 Amended and Restated By-Laws of registrant (fi led with the Form 8-K of Duke
Energy Corporation, File No. 1-32853, March 3, 2008, as Exhibit 3.1).
X
3.6 Limited Liability Company Operating Agreement of Duke Energy Carolinas, LLC
(fi led with Form 8-K of registrant, File No. 1-4928, April 7, 2006, as exhibit 3.2).
X
3.7 Regulations of Duke Energy Ohio, Inc., as amended on July 23, 2003 (fi led with
Form 10-Q of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas & Electric
Company) for the quarter ended June 30, 2003, File No. 1-1232).
X