Capital One 2015 Annual Report Download - page 248

229 Capital One Financial Corporation (COF)
Exhibit No. Description
10.2.3
Form of Nonstatutory Stock Option Award Agreement granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 26, 2011 (incorporated by reference to Exhibit
10.18 of the 2010 Form 10-K).
10.2.4
Form of Nonstatutory Stock Option Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 31, 2012 (incorporated by reference to Exhibit
10.2.10 of the 2011 Form 10-K).
10.2.5
Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under
the Second Amended and Restated 2004 Stock Incentive Plan on January 31, 2012 (incorporated by reference to Exhibit
10.2.11 of the 2011 Form 10-K).
10.2.6
Form of Nonstatutory Stock Option Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 31, 2013 (incorporated by reference to Exhibit
10.2.14 of the 2012 Form 10-K).
10.2.7
Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the
Second Amended and Restated 2004 Stock Incentive Plan on January 31, 2013 (incorporated by reference to Exhibit 10.2.15
of the 2012 Form 10-K).
10.2.8
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 31, 2013 (incorporated by reference to Exhibit
10.2.16 of the 2012 Form 10-K).
10.2.9 Form of Restricted Stock Award Agreement granted to our executive officers under the Second Amended and Restated 2004
Stock Incentive Plan on January 31, 2013 (incorporated by reference to Exhibit 10.2.17 of the 2012 Form 10-K).
10.2.10 Restricted Stock Award Agreement granted to Stephen S. Crawford under the Second Amended and Restated 2004 Stock
Incentive Plan on February 2, 2013 (incorporated by reference to Exhibit 10.2.18 of the 2012 Form 10-K).
10.2.11
Form of Nonstatutory Stock Option Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 30, 2014 (incorporated by reference to Exhibit
10.2.15 of the 2013 Form 10-K).
10.2.12
Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the
Second Amended and Restated 2004 Stock Incentive Plan on January 30, 2014 (incorporated by reference to Exhibit 10.2.16
of the 2013 Form 10-K).
10.2.13
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 30, 2014 (incorporated by reference to Exhibit
10.2.17 of the 2013 Form 10-K).
10.2.14
Form of Nonstatutory Stock Option Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 29, 2015 (incorporated by reference to Exhibit
10.2.14 of the 2014 Form 10-K).
10.2.15
Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the
Second Amended and Restated 2004 Stock Incentive Plan on January 29, 2015 (incorporated by reference to Exhibit 10.2.15
of the 2014 Form 10-K).
10.2.16
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on January 29, 2015 (incorporated by reference to Exhibit
10.2.16 of the 2014 Form 10-K).
10.2.17* Form of Nonstatutory Stock Option Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on February 4, 2016.
10.2.18* Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the
Second Amended and Restated 2004 Stock Incentive Plan on February 4, 2016.
10.2.19* Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer,
under the Second Amended and Restated 2004 Stock Incentive Plan on February 4, 2016.
10.3.1 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended (incorporated by reference
to Exhibit 10.4 of the 2002 Form 10-K).
10.3.2
Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between Capital One
Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the Quarterly Report on Form
10-Q for the period ended September 30, 2004).
10.3.3
Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between Capital One
Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.3 of the Quarterly Report on Form
10-Q for the period ended September 30, 2004).
10.3.4 Form of Restricted Stock Unit Award Agreement granted to our directors under the Second Amended and Restated 2004 Stock
Incentive Plan (incorporated by reference to Exhibit 10.3.4 of the 2011 Form 10-K).
10.3.5 Form of Stock Option Award Agreement granted to our directors under the Second Amended and Restated 2004 Stock Incentive
Plan (incorporated by reference to Exhibit 10.3.5 of the 2011 Form 10-K).
10.4 Amended and Restated Capital One Financial Corporation Executive Severance Plan (incorporated by reference to Exhibit
10.4 of the 2011 Form 10-K).