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E-16
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.64+ Form of Progress Energy, Inc. Restricted Stock Agreement pursuant to the 2002
Progress Energy Inc. Equity Incentive Plan, effective July 2002, (incorporated by
reference to Exhibit 10(c)(18) to registrant’s Annual Report on Form 10-K for
the year ended December 31, 2004 filed on March 16, 2005, File Nos. 1-15929
and 1-03382).
X X
10.65+ Form of Employment Agreement between (i) Progress Energy Service Company,
LLC and Robert McGehee, John R. McArthur and Peter M. Scott III; (ii) PEC
and Lloyd M. Yates, Fredrick N. Day IV, Paula M. Sims, William D. Johnson and
Clayton S. Hinnant; and (iii) PEF and Jeffrey A. Corbett and Jeffrey J. Lyash,
dated as of May 8, 2007, (incorporated by reference to Exhibit 10 to registrant’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2007 filed on
May 9, 2007, File Nos. 1-15929, 1-03382 and 1-03274).
X X X
10.66+ Form of Employment Agreement between Progress Energy Service Company, LLC
and Mark F. Mulhern, dated September 18, 2007, (incorporated by reference to
Exhibit 10 to registrant’s Quarterly Report on Form 10-Q for the quarter ended
March 31, 2007 filed on May 8, 2007, File No. 1-15929).
X
10.67+ Form of Executive and Key Manager 2008 Performance Share Sub-Plan
(incorporated by reference to Exhibit 10(a) to registrant’s Quarterly Report
on Form 10-Q for the quarter ended March 31, 2008 filed on May 12, 2008,
File No. 1-15929, 1-03382 and 1-03274).
X X X
10.68+ Progress Energy, Inc. 2009 Executive Incentive Plan, effective March 17, 2009,
(incorporated by reference to Exhibit D to registrant’s Form DEF 14A filed on
March 31, 2009, File No. 1-15929).
X
10.69+ Form of Letter Agreement executed by certain officers of Progress Energy, Inc.,
waiving certain rights under Progress Energy, Inc.’s Management Change-in-
Control Plan and their employment agreements, dated as of January 8, 2011,
(incorporated by reference to Exhibit 10.1 to registrant’s Current Report on Form
8-K filed on January 8, 2011, File No. 1-15929).
X
10.70+ Deferred Compensation Plan for Key Management Employees of Progress
Energy, Inc., Amended and Restated, effective July 13, 2011, (incorporated by
reference to Exhibit 10(a) to registrant’s Quarterly Report on Form 10-Q for
the quarter ended September 30, 2011 filed on November 8, 2011, File Nos.
1-15929, 1-03382 and 1-03274).
X X X
10.71+ Executive and Key Manager 2009 Performance Share Sub-Plan, Exhibit A to
2007 Equity Incentive Plan, Amended and Restated, effective July 12, 2011,
(incorporated by reference to Exhibit 10(b) to registrant’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2011 filed on November 8,
2011, File Nos. 1-15929, 1-03382 and 1-03274.
X X X
10.72+ Progress Energy, Inc. Management Change-in-Control Plan, Amended and
Restated, effective July 13, 2011, (incorporated by reference to Exhibit 10(d) to
registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2011 filed on November 8, 2011, File Nos. 1-15929, 1-03382 and 1-03274).
X X X
10.73+ Amended and Restated Supplemental Senior Executive Retirement Plan
of Progress Energy, Inc., Amended and Restated, effective July 13, 2011,
(incorporated by reference to Exhibit 10(i) to registrant’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2011 filed November 8, 2011,
File Nos. 1-15929, 1-03382 and 1-03274).
X X X
10.74+ Form of Progress Energy, Inc. Restricted Stock Unit Award Agreement
(Graded Vesting), effective September 15, 2011.
X X X
10.75+ Form of Progress Energy, Inc. Restricted Stock Unit Award Agreement
(Cliff Vesting), effective September 15, 2011.
X X X