Duke Energy 2013 Annual Report Download - page 239

E-1
PART IV
EXHIBIT INDEX
Exhibits filed herewithin are designed by an asterisk (*). All exhibits not so designated are incorporated by reference to a prior filing, as indicated. Items
constituting management contracts or compensatory plans or arrangements are designated by a double asterisk (**). The Company agrees to furnish upon request
to the Commission a copy of any omitted schedules or exhibits upon request on all items designated by a triple asterisk (***). Legacy Progress Energy, management
contract or compensation plan or arrangement required to be filed as an exhibit to this report pursuant to Item 15 (b) of Form 10-K (+).
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
2.1 Agreement and Plan of Merger between Duke Energy Corporation, Diamond
Acquisition Corporation and Progress Energy, Inc., dated as of January 8, 2011,
(incorporated by reference to Exhibit 2.1 to Duke Energy Corporation’s Current
Report on Form 8-K filed on January 11, 2011, File No. 1-32853).
X
3.1 Amended and Restated Certificate of Incorporation (incorporated by reference
to Exhibit 3.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on
April 4, 2006, File No. 1-32853).
X
3.1.1 Amended and Restated Certificate of Incorporation (incorporated by reference
to Exhibit 3.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on
July 3, 2012, File No. 1-32853).
X
3.2 Articles of Organization including Articles of Conversion (incorporated by
reference to Exhibit 3.1 to Duke Energy Carolinas, LLC’s Current Report on
Form 8-K filed on April 7, 2006, File No. 1-04928).
X
3.2.1 Amended Articles of Organization, effective October 1, 2006, (incorporated by
reference to Exhibit 3.1 to Duke Energy Carolinas, LLC’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2006 filed on November 13,
2006, File No. 1-04928).
X
3.3 Amended Articles of Consolidation of Duke Energy Ohio, Inc. (formerly
The Cincinnati Gas & Electric Company), effective October 23, 1996,
(incorporated by reference to Exhibit 3(a) to registrant’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 1996 filed on November 13,
1996, File No. 1-01232).
X
3.3.1 Amended Articles of Consolidation, effective October 1, 2006, (incorporated
by reference to Exhibit 3.1 to Duke Energy Ohio, Inc.’s (formerly The Cincinnati
Gas & Electric Company) Quarterly Report on Form 10-Q for the quarter ended
September 30, 2006 filed on November 17, 2006, File No. 1-01232).
X
3.4 Amended Articles of Consolidation of Duke Energy Indiana, Inc. (formerly PSI
Energy Inc.), effective April 20, 1995, (incorporated by reference to Exhibit 3(a)
to registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30,
1995 filed on August 11, 1995, File No. 1-03543).
X
3.4.1 Amendment to Article D of the Amended Articles of Consolidation of Duke Energy
Indiana, Inc. (formerly PSI Energy Inc.), effective July 10, 1997, (incorporated by
reference to Exhibit 3(f) to registrant’s Annual Report on Form 10-K for the year
ended December 31, 1997 filed on March 27, 1998, File No. 1-03543).
X
3.4.2 Amended Articles of Consolidation, effective October 1, 2006, (incorporated by
reference to Exhibit 3.1 to Duke Energy Indiana, Inc.’s (formerly PSI Energy, Inc.)
Quarterly Report on Form 10-Q for the quarter ended September 30, 2006 filed
on November 17, 2006, File No. 1-03543).
X
3.5 Amended and Restated By-Laws of Duke Energy Corporation (incorporated
by reference to Exhibit 3.1 to registrant’s Current Report on Form 8-K filed on
October 25, 2013, File No. 1-32853).
X
3.6 Limited Liability Company Operating Agreement of Duke Energy Carolinas,
LLC (incorporated by reference to Exhibit 3.2 to registrant’s Current Report on
Form 8-K filed on April 7, 2006, File No. 1-04928).
X
3.7 Regulations of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas & Electric
Company), effective July 23, 2003, (incorporated by reference to Exhibit 3.2 to
registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2003
filed on August 13, 2003, File No. 1-01232).
X