Duke Energy 2013 Annual Report Download - page 251

E-13
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.29 Amended and Restated Engineering and Construction Agreement between Duke
Energy Carolinas, LLC and Shaw North Carolina, Inc., dated as of December 21,
2009, (incorporated by reference to Exhibit 10.41 to Duke Energy Corporation’s
Annual Report on Form 10-K for the year ended December 31, 2009 filed on
February 26, 2010, File No.1-32853).
X
10.30 Operating Agreement of Pioneer Transmission, LLC (incorporated by reference
to Exhibit 10.1 to Duke Energy Corporation’s Quarterly Report on Form 10-Q
for the quarter ended September 30, 2008 filed on November 7, 2008,
File No. 1-32853).
X
10.31** Amendment to Deferred Compensation Agreement between PSI Energy, Inc.
and James E. Rogers, effective August 26, 2008, (incorporated by reference to
Exhibit 10.6 to Duke Energy Corporation’s Current Report on Form 8-K filed on
September 2, 2008, File No. 1-32853).
X
*10.32** Amended and Restated Duke Energy Corporation Directors’ Saving Plan, dated
as of January 1, 2014.
X
10.33** Deferred Compensation Agreement between PSI Energy, Inc. and James E.
Rogers, dated as of December 16, 1992.
X
10.34 Engineering, Procurement and Construction Management Agreement between
Duke Energy Indiana, Inc. (formerly PSI Energy, Inc.) and Bechtel Power
Corporation, dated as of December 15, 2008, (incorporated by reference to Item
1.01 to registrant’s Current Report on Form 8-K filed on December 19, 2008,
File Nos. 1-32853 and 1-03543). (Portions of the exhibit have been omitted and
filed separately with the Securities and Exchange Commission pursuant to a
request for confidential treatment pursuant to Rule 24b-2 under the Securities
Exchange Act of 1934, as amended).
X X
10.35 Amended and Restated Engineering and Construction Agreement between Duke
Energy Carolinas, LLC and Shaw North Carolina, Inc., dated as of March 8,
2010, (incorporated by reference to Exhibit 10.1 to registrant’s Quarterly Report
on Form 10-Q for the quarter ended March 31, 2010 filed on May 7, 2010,
File Nos. 1-32853 and 1-04928).
X X
10.36** Form of Performance Award Agreement of Duke Energy Corporation
(incorporated by reference to Exhibit 10.1 to registrant’s Current Report on
Form 8-K filed on February 22, 2011, File No. 1-32853).
X
10.37** Form of Phantom Stock Award of Duke Energy Corporation (incorporated by
reference to Exhibit 10.2 to registrant’s Current Report on Form 8-K filed on
February 22, 2011, File No. 1-32853).
X
10.38** Form of Performance Award Agreement between Duke Energy Corporation
and James E. Rogers (incorporated by reference to Exhibit 10.3 to registrant’s
Current Report on Form 8-K filed on February 22, 2011, File No. 1-32853).
X
10.39** Duke Energy Corporation Executive Severance Plan (incorporated by reference
to Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on January 10,
2011, File No. 1-32853).
X
10.40 $6,000,000,000 Five-Year Credit Agreement between Duke Energy Corporation,
Duke Energy Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana,
Inc., Duke Energy Kentucky, Inc., Carolina Power and Light Company d/b/a
Duke Energy Progress, Inc. and Florida Power Corporation, d/b/a Duke
Energy Florida, Inc., as Borrowers, the lenders listed therein, Wells Fargo
Bank, National Association, as Administrative Agent, Bank of America, N.A.
and The Royal Bank of Scotland plc, as Co-Syndication Agents and Bank of
China, New York Branch, Barclays Bank PLC, Citibank, N.A., Credit Suisse AG,
Cayman Islands Branch, Industrial and Commercial Bank of China Limited,
New York Branch, JPMorgan Chase Bank, N.A. and UBS Securities LLC, as
Co-Documentation Agents, dated as of November 18, 2011, (incorporated by
reference to Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on
November 25, 2011, File Nos. 1-32853, 1-04928, 1-01232 and 1-03543).
X X X X