Duke Energy 2013 Annual Report Download - page 252

E-14
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.41** Form of Performance Award Agreement of Duke Energy Corporation under
the Duke Energy Corporation 2010 Long-Term Incentive Plan (incorporated by
reference to Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on
February 22, 2011, File No. 1-32853).
X
10.42** Form of Phantom Stock Award Agreement of Duke Energy Corporation under
the Duke Energy Corporation 2010 Long-Term Incentive Plan (incorporated by
reference to Exhibit 10.2 to registrant’s Current Report on Form 8-K filed on
February 22, 2011, File No. 1-32853).
X
10.43** Form of Performance Award Agreement between Duke Energy Corporation and
James E. Rogers under the Duke Energy Corporation 2010 Long-Term Incentive
Plan (incorporated by reference to Exhibit 10.3 to registrant’s Current Report on
Form 8-K filed on February 22, 2011, File No. 1-32853).
X
10.44** Employment Agreement between Duke Energy Corporation and James E. Rogers,
dated as of February 19, 2009, (incorporated by reference to Exhibit 10.1
to registrant’s Current Report on Form 8-K filed on February 25, 2009,
File No. 1-32853).
X
10.44.1** Amendment, dated as of June 27, 2012, to the Employment Agreement, dated
as of February 19, 2009, between Duke Energy Corporation and James E. Rogers
(incorporated by reference to Exhibit 10.1 to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2012 filed on August 8, 2012,
File No. 1-32853).
X
10.44.2** Second Amendment, dated as of July 3, 2012, to the Employment Agreement,
dated as of February 19, 2009, between Duke Energy Corporation and James E.
Rogers (incorporated by reference Exhibit 10.2 to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2012 filed on August 8, 2012,
File No. 1-32853).
X
10.45** Duke Energy Corporation 2010 Long-term Incentive Plan (incorporated by
reference to Appendix A to registrant’s Form DEF 14A filed on March 22, 2010,
File No. 1-32853).
X
10.45.1** Amendment to Duke Energy Corporation 2010 Long-Term Incentive Plan
(incorporated by reference to Exhibit 10.3 to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2012 filed on August 8, 2012,
File No. 1-32853).
X
10.46 Settlement Agreement between Duke Energy Corporation, the North Carolina
Utilities Commission Staff and the North Carolina Public Staff, dated as of
November 28, 2012, (incorporated by reference to Exhibit 10.1 to registrant’s
Current Report on Form 8-K filed on November 29, 2012, File No. 1-32853).
X
10.47 Settlement Agreement between Duke Energy Corporation and the North Carolina
Attorney General, dated as of December 3, 2012, (incorporated by reference
Item 7.01 to registrant’s Current Report on Form 8-K filed on December 3,
2012, File No. 1-32853).
X
10.48** Retention Award Agreement between Duke Energy Corporation and Lloyd
Yates, dated as of July 9, 2012, (incorporated by reference to Exhibit 10.56 to
registrant’s Annual Report on Form 10-K for the year ended December 31, 2012
filed on March 1, 2013, File No. 1-32853).
X
10.49** Form of Change-in-Control Agreement (incorporated by reference to
Exhibit 10.58 to Duke Energy Corporation’s Annual Report on Form 10-K for the
year ended December 31, 2012 filed on March 1, 2013, File No. 1-32853).
X
10.50** Consulting Agreement between Duke Energy Corporation and John R. McArthur,
dated as of January 1, 2013, (incorporated by reference to Exhibit 10.63 to
registrant’s Annual Report on Form 10-K for the year ended December 31, 2012
filed on March 1, 2013, File No. 1-32853).
X
10.51** Form of Performance Share Award (incorporated by reference to Exhibit 10.64
to Duke Energy Corporation’s Annual Report on Form 10-K for the year ended
December 31, 2012 filed on March 1, 2013, File No. 1-32853).
X