Duke Energy 2013 Annual Report Download - page 241

E-3
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
4.1.5 Fifth Supplemental Indenture, dated as of August 25, 2011, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on August 25, 2011, File No. 1-32853).
X
4.1.6 Sixth Supplemental Indenture, dated as of November 17, 2011, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on November 17, 2011, File No. 1-32853).
X
4.1.7 Seventh Supplemental Indenture, dated as of August 16 , 2012, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on August 16, 2012, File No. 1-32853).
X
4.1.8 Eighth Supplemental Indenture, dated as of January 14, 2013, (incorporated
by reference to Exhibit 2 to Duke Energy Corporation’s Form 8-A filed on
January 14, 2013, File No. 1-32853).
X
4.1.9 Ninth Supplemental Indenture, dated as of June 13, 2013, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on June 13, 2013, File No. 1-32853).
X
4.1.10 Tenth Supplemental Indenture, dated as of October 11, 2013, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on October 11, 2013, File No.1-32853).
X
4.2 Senior Indenture between Duke Energy Carolinas, LLC and The Bank of New
York Mellon Trust Company, N.A., as successor trustee to JPMorgan Chase Bank
(formerly known as The Chase Manhattan Bank), dated as of September 1,
1998, (incorporated by reference to Exhibit 4-D-1 to registrant’s Post-Effective
Amendment No. 2 to Registration Statement on Form S-3 filed on April 7, 1999,
File No. 333-14209).
X
4.2.1 Fifteenth Supplemental Indenture, dated as of April 3, 2006, (incorporated by
reference to Exhibit 4.4.1 to Duke Energy Corporation’s Registration Statement
on Form S-3 filed on October 3, 2007, File No. 333-146483).
X
4.2.2 Sixteenth Supplemental Indenture, dated as of June 5, 2007, (incorporated
by reference to Exhibit 4.1 to Duke Energy Carolinas, LLC’s Current Report on
Form 8-K filed on June 6, 2007, File No. 1-04928).
X
4.3 First and Refunding Mortgage from Duke Energy Carolinas, LLC to The Bank of New
York Mellon Trust Company, N.A., successor trustee to Guaranty Trust Company
of New York, dated as of December 1, 1927, (incorporated by reference to
Exhibit 7(a) to registrant’s Form S-1, effective October 15, 1947, File No. 2-7224).
X
4.3.1 Instrument of Resignation, Appointment and Acceptance among Duke Energy
Carolinas, LLC, JPMorgan Chase Bank, N.A., as Trustee, and The Bank of New York
Mellon Trust Company, N.A., as Successor Trustee, dated as of September 24,
2007, (incorporated by reference to Exhibit 4.6.1 to registrant’s Registration
Statement on Form S-3 filed on October 3, 2007, File No. 333-146483).
X
4.3.2 Ninth Supplemental Indenture, dated as of February 1, 1949, (incorporated by
reference to Exhibit 7 (j) to registrant’s Form S-1 filed on February 3, 1949,
File No. 2-7808).
X
4.3.3 Twentieth Supplemental Indenture, dated as of June 15, 1964, (incorporated by
reference to Exhibit 4-B-20 to registrant’s Form S-1 filed on August 23, 1966,
File No. 2-25367).
X
4.3.4 Twenty-third Supplemental Indenture, dated as of February 1, 1968,
(incorporated by reference to Exhibit 2-B-26 to registrant’s Form S-9 filed on
January 21, 1969, File No. 2-31304).
X
4.3.5 Sixtieth Supplemental Indenture, dated as of March 1, 1990, (incorporated by
reference to Exhibit 4-B-61 to registrant’s Annual Report on Form 10-K for the
year ended December 31, 1990, File No.1-04928).
X
4.3.6 Sixty-third Supplemental Indenture, dated as of July 1, 1991, (incorporated by
reference to Exhibit 4-B-64 to registrant’s Registration Statement on Form S-3
filed on February 13, 1992, File No. 33-45501).
X