Capital One 2008 Annual Report Download - page 182

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164
Exhibit
Number
Description
10.9 Services Agreement, dated November 8, 2004, between Capital One Financial Corporation, acting through its subsidiar
y
Capital One Services, Inc. and First Data Corporation, acting through its subsidiary, First Data Resources, Inc. (confidential
treatment requested for portions of this agreement incorporated by reference to Exhibit 10.1 of the Corporations Report on
Form 8-K, filed on September 15, 2005).
10.10 Processing Services Agreement, dated August 5, 2005, between Capital One Financial Corporation, acting through its
subsidiary Capital One Services, Inc. and Total System Services, Inc. (confidential treatment requested for portions of this
agreement, incorporated by reference to Exhibit 10.1 of the Corporations quarterly report on Form 10-Q for the period ending
September 30, 2005).
10.11 Form of Amended and Restated Change of Control Employment Agreement between Capital One Financial Corporation and
certain of its senior executives (incorporated by reference to Exhibit 10.10 of the 2002 Form 10-K).
10.12 Capital One Financial Corporation Excess Savings Plan, as amended (incorporated by reference to Exhibit 10.11 of the 2002
Form 10-K).
10.13 Capital One Financial Corporation Excess Benefit Cash Balance Plan, as amended (incorporated by reference to Exhibit 10.12
of the 2002 Form 10-K).
10.14 Capital One Financial Corporation 1994 Deferred Compensation Plan, as amended (incorporated by reference to Exhibi
t
10.13 of the 2002 Form 10-K).
10.15 Capital One Financial Corporation, Voluntary Non-Qualified Deferred Compensation Plan, dated May 28, 2004 (incorporated
by reference to Exhibit 10.1 to the Companys Form 10-Q for the period ending June 30, 2004).
10.16 1995 Non-Employee Directors Stock Incentive Plan (incorporated by reference to the Corporations Registration Statement on
Form S-8, Commission File No. 33-91790, filed May 1, 1995).
10.17 Consulting Agreement dated as of April 5, 1995, by and between Capital One Financial Corporation and American
Management Systems, Inc. (incorporated by reference to Exhibit 10.16 of the 2002 Form 10-K).
10.18 Form of Intellectual Property Protection Agreement dated as of April 29,1999 by and among Capital One Financial
Corporation and certain of its senior executives (incorporated by reference to Exhibit 10.20 of the 1999 Form 10-K/A).
10.19 2002 Non-Executive Officer Stock Incentive Plan (incorporated herein by reference to the Corporations Registration
Statement on Form S-8, Commission File No. 333-97123, filed July 25, 2002).
10.20 Capital One Financial Corporation, 2005 Directors Compensation Plan Summary (incorporated by reference to Exhibit 99.1
of the Corporations Report on Form 8-K, filed on May 4, 2005).
10.21 Form of Change of Control Employment Agreement between Capital One Financial Corporation and each of its named
executive officers, including the chief executive officer, Richard Fairbank (incorporated by reference to Exhibit 10.1 of the
Corporations Report on Form 8-K, filed on October 30, 2007).
10.22 First Quarter 2006 Amendment to Processing Services Agreement, dated May 19, 2006, between Capital One Financial
Corporation, acting through its subsidiary Capital One Services, Inc. and Total System Services, Inc. (confidential treatmen
t
requested for portions of this agreement) (incorporated by reference to exhibit 10.22 of the 2007 Form 10-K).
10.23 Amendments to Processing Services Agreement, effective October 31 2008, between the Company and Total Syste
m
Services, Inc. (confidential treatment requested for portions of these amendments) (incorporated by reference to exhibit 10.1
to the Companys Form 10-Q for the period ending September 30, 2008).
12* Computation of Ratio of Earnings to Combined Fixed Charges.
14 Capital One Financial Corporation Code of Business Conduct and Ethics (incorporated by reference to Exhibit 99.3 of the
Corporations Report on Form 8-K, filed on May 4, 2005).
21* Subsidiaries of the Company.
23* Consent of Ernst & Young LLP.
31.1* Certification of Richard D. Fairbank
31.2* Certification of Gary L. Perlin