Capital One 2008 Annual Report Download - page 181

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163
Exhibit
Number
Description
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to Exhibit 4.6 of the Corporations
Current Report on Form 8-K, filed on February 8, 2007).
4.7.1 Indenture, dated as of August 29, 2006, between Capital One Financial Corporation and The Bank of New York, as indenture
trustee (incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K, filed on August 31, 2006).
4.7.2 Copy of Subordinated Note Certificate (incorporated by reference to Exhibit 4.2 of the Corporations Current Report on For
m
8-K, filed on August 31, 2006).
10.1 2002 Associate Stock Purchase Plan (incorporated by reference to Exhibit 4.1 of the Corporations Form S-8 filed with the
Securities and Exchange Commission on October 10, 2002).
10.2.1 Capital One Financial Corporation, 2004 Stock Incentive Plan (incorporated herein by reference to the Corporations
Registration Statement on Form S-8, Commission File No. 333-117920, filed August 4, 2004).
10.2.2 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Corporations Curren
t
Report on Form 8-K, filed on May 3, 2006).
10.2.3 Capital One Financial Corporation, 2004 Stock Incentive Plan, as amended and restated (incorporated herein by reference to
the Corporations Registration Statement on Form S-8, Commission File No. 333-136281, filed August 3, 2006).
10.2.4 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairbank pursuan
t
to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporations Report on For
m
8-K, filed on December 23, 2005).
10.2.5 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairbank pursuan
t
to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporations Report on For
m
8-K, filed December 23, 2004).
10.2.6 Form of Restricted Stock Award Agreement between Capital One Financial Corporation and certain of its executives o
r
associates pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.2 of the 2004
Form 10-K).
10.2.7 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and certain of its executives
pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of the 2004 Form 10-K).
10.2.8 Form of Performance Unit Award Agreement between Capital One Financial Corporation and its executive officers, including
Mr. Gary L. Perlin and Mr. John G. Finneran, Jr., pursuant to the Companys 2004 Stock Incentive Plan (incorporated b
y
reference to exhibit 10.2.8 of the 2007 Form 10-K).
10.3 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended (incorporated by
reference to Exhibit 10.4 of the 2002 Form 10-K).
10.4 Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between Capital One
Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the Corporations quarterly
report on Form 10-Q for the period ending September 30, 2004).
10.5 Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between Capital One
Financial Corporation and certain of its Directors. (incorporated by reference to Exhibit 10.3 of the Corporations quarterly
report on Form 10-Q for the period ending September 30, 2004).
10.6 Capital One Financial Corporation 1999 Stock Incentive Plan (incorporated by reference to Exhibit 4 of the Corporations
Registration Statement on Form S-8, Commission File No. 333-78609, filed May 17, 1999).
10.7 Capital One Financial Corporation 1994 Stock Incentive Plan, as amended (incorporated by reference to Exhibit 10.7 of the
2002 Form 10-K).
10.8 Restricted Stock Unit Award Agreement, dated May 17, 2004, by and between Capital One Financial Corporation an
d
Richard D. Fairbank. (incorporated by reference to Exhibit 10.10.1 of the Corporations quarterly report on Form 10-Q for the
period ending September 30, 2004).