Duke Energy 2015 Annual Report Download - page 46

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26
PART II
ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF
EQUITY SECURITIES
The common stock of Duke Energy is listed and traded on the NYSE (ticker symbol DUK). As of January 31, 2016, there were 166,231 Duke Energy common
stockholders of record.
There is no market for common stock of the Subsidiary Registrants, all of which is owned by Duke Energy.
Common Stock Data by Quarter
The following chart provides Duke Energy common stock trading prices as reported on the New York Stock Exchange and information on common stock dividends
declared. Stock prices represent the intra-day high and low stock price.
Duke Energy expects to continue its policy of paying regular cash
dividends; however, there is no assurance as to the amount of future dividends
as they depend on future earnings, capital requirements, and financial
condition, and are subject to declaration by the Duke Energy Board of Directors.
Duke Energy’s operating subsidiaries have certain restrictions on their
ability to transfer funds in the form of dividends or loans to Duke Energy. See
Note 4 to the Consolidated Financial Statements, “Regulatory Matters” for
further information regarding these restrictions.
Securities Authorized for Issuance Under Equity Compensation Plans
Duke Energy will provide information that is responsive to this Item 5 in its definitive proxy statement or in an amendment to this annual report not later
than 120 days after the end of the fiscal year covered by this annual report, in either case under the caption “Security Ownership of Certain Beneficial Owners and
Management and Related Stockholder Matters,” and possibly elsewhere therein. That information is incorporated in this Item 5 by reference.
Issuer Purchases of Equity Securities for Fourth Quarter 2015
There were no repurchases of equity securities during the fourth quarter of 2015.
Stock Price High
72.67 75.13 75.21
87.29 89.97
79.88 77.53 75.29
67.05
0.780 0.780 0.795 0.795 0.795 0.795 0.825 0.825
68.81 69.48
74.33 73.63 70.41 67.27 65.50
1Q 14 2Q 14 3Q 14 4Q 14 1Q 15 2Q 15 3Q 15 4Q 15
Stock Price Low Dividends Declared Per Share