Duke Energy 2015 Annual Report Download - page 243

E-1
PART IV
EXHIBIT INDEX
Exhibits filed herewithin are designated by an asterisk (*). All exhibits not so designated are incorporated by reference to a prior filing, as indicated. Items
constituting management contracts or compensatory plans or arrangements are designated by a double asterisk (**). The Company agrees to furnish upon request to the
Commission a copy of any omitted schedules or exhibits upon request on all items designated by a triple asterisk (***). A management contract or compensation plan or
arrangement under legacy Progress Energy that is required to be filed as an exhibit to this report pursuant to Item 15(b) of Form 10-K is designated by a plus (+).
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
2.1 Agreement and Plan of Merger between Duke Energy Corporation, Diamond
Acquisition Corporation and Progress Energy, Inc., dated as of January 8, 2011,
(incorporated by reference to Exhibit 2.1 to Duke Energy Corporation’s Current
Report on Form 8-K filed on January 11, 2011, File No. 1-32853).
X
2.2 Agreement and Plan of Merger between Piedmont Natural Gas Company, Duke
Energy Corporation and Forest Subsidiary, Inc. (incorporated by reference to
Exhibit 2.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on
October 26, 2015, File No. 1-32853).
X
3.1 Amended and Restated Certificate of Incorporation (incorporated by reference
to Exhibit 3.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on
May 20, 2014, File No. 1-32853).
X
3.2 Amended and Restated By-Laws of Duke Energy Corporation (incorporated by
reference to Exhibit 3.1 to Duke Energy Corporation’s Current Report on Form
8-K filed on January 4, 2016, File No. 1-32853).
X
3.3 Articles of Organization including Articles of Conversion (incorporated by
reference to Exhibit 3.1 to Duke Energy Carolinas, LLC’s Current Report on Form
8-K filed on April 7, 2006, File No. 1-4928).
X
3.3.1 Amended Articles of Organization, effective October 1, 2006, (incorporated by
reference to Exhibit 3.1 to Duke Energy Carolinas, LLC’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2006, filed on November 13,
2006, File No. 1-4928).
X
3.4 Amended Articles of Consolidation of Duke Energy Ohio, Inc. (formerly The
Cincinnati Gas & Electric Company), effective October 23, 1996, (incorporated
by reference to Exhibit 3(a) to registrant’s Quarterly Report on Form 10-Q
for the quarter ended September 30, 1996, filed on November 13, 1996,
File No. 1-1232).
X
3.4.1 Amended Articles of Consolidation, effective October 1, 2006, (incorporated
by reference to Exhibit 3.1 to Duke Energy Ohio, Inc.’s (formerly The Cincinnati
Gas & Electric Company) Quarterly Report on Form 10-Q for the quarter ended
September 30, 2006, filed on November 17, 2006, File No. 1-1232).
X
3.5 Certificate of Conversion of Duke Energy Indiana, Inc. (incorporated by reference
to Exhibit 3.1 to registrant’s Current Report on Form 8-K filed on January 4,
2016, File No. 1-3543).
X
3.5.1 Articles of Entity Conversion of Duke Energy Indiana, Inc. (incorporated by
reference to Exhibit 3.2 to registrant’s Current Report on Form 8-K filed on
January 4, 2016, File No. 1-3543).
X
3.5.2 Plan of Entity Conversion of Duke Energy Indiana, Inc. (incorporated by
reference to Exhibit 3.3 to registrant’s Current Report on Form 8-K filed on
January 4, 2016, File No. 1-3543).
X
3.5.3 Articles of Organization of Duke Energy Indiana, LLC (incorporated by reference
to Exhibit 3.4 to registrant’s Current Report on Form 8-K filed on January 4,
2016, File No. 1-3543).
X
3.5.4 Limited Liability Company Operating Agreement of Duke Energy Indiana, LLC
(incorporated by reference to Exhibit 3.5 to registrant’s Current Report on Form
8-K filed on January 4, 2016, File No. 1-3543).
X