Duke Energy 2015 Annual Report Download - page 245

E-3
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
4.2.2 Second Supplemental Indenture, dated as of January 26, 2009, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on January 26, 2009, File No. 1-32853).
X
4.2.3 Third Supplemental Indenture, dated as of August 28, 2009, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on August 28, 2009, File No. 1-32853).
X
4.2.4 Fourth Supplemental Indenture, dated as of March 25, 2010, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on March 25, 2010, File No. 1-32853).
X
4.2.5 Fifth Supplemental Indenture, dated as of August 25, 2011, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on August 25, 2011, File No. 1-32853).
X
4.2.6 Sixth Supplemental Indenture, dated as of November 17, 2011, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on November 17, 2011, File No. 1-32853).
X
4.2.7 Seventh Supplemental Indenture, dated as of August 16, 2012, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on August 16, 2012, File No. 1-32853).
X
4.2.8 Eighth Supplemental Indenture, dated as of January 14, 2013, (incorporated
by reference to Exhibit 2 to Duke Energy Corporation’s Form 8-A filed on
January 14, 2013, File No. 1-32853).
X
4.2.9 Ninth Supplemental Indenture, dated as of June 13, 2013, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on June 13, 2013, File No. 1-32853).
X
4.2.10 Tenth Supplemental Indenture, dated as of October 11, 2013, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on October 11, 2013, File No. 1-32853).
X
4.2.11 Eleventh Supplemental Indenture, dated as of April 4, 2014, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on April 4, 2014, File No. 1-32853).
X
4.2.12 Twelfth Supplemental Indenture, dated as of November 19, 2015, (incorporated
by reference to Exhibit 4.2 to Duke Energy Corporation’s Current Report on
Form 8-K filed on November 19, 2015, File No. 1-32853).
X
4.3 Senior Indenture between Duke Energy Carolinas, LLC and The Bank of New
York Mellon Trust Company, N.A., as successor trustee to JPMorgan Chase Bank
(formerly known as The Chase Manhattan Bank), dated as of September 1,
1998, (incorporated by reference to Exhibit 4-D-1 to registrant’s Post-Effective
Amendment No. 2 to Registration Statement on Form S-3 filed on April 7, 1999,
File No. 333-14209).
X
4.3.1 Fifteenth Supplemental Indenture, dated as of April 3, 2006, (incorporated by
reference to Exhibit 4.4.1 to registrant’s Registration Statement on Form S-3
filed on October 3, 2007, File No. 333-146483-03).
X
4.3.2 Sixteenth Supplemental Indenture, dated as of June 5, 2007, (incorporated by
reference to Exhibit 4.1 registrant’s Current Report on Form 8-K filed on June 6,
2007, File No. 1-4928).
X
4.4 First and Refunding Mortgage from Duke Energy Carolinas, LLC to The Bank
of New York Mellon Trust Company, N.A., successor trustee to Guaranty
Trust Company of New York, dated as of December 1, 1927, (incorporated by
reference to Exhibit 7(a) to registrant’s Form S-1, effective October 15, 1947,
File No. 2-7224).
X