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E-16
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.47+ Form of Letter Agreement executed by certain officers of Progress Energy, Inc.,
waiving certain rights under Progress Energy, Inc.’s Management Change-in-
Control Plan and their employment agreements, dated as of January 8, 2011,
(incorporated by reference to Exhibit 10.1 to registrant’s Current Report on
Form 8-K filed on January 8, 2011, File No. 1-15929).
X
10.48+ Progress Energy, Inc. Management Change-in-Control Plan, Amended and
Restated, effective July 13, 2011, (incorporated by reference to Exhibit 10(d) to
registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2011, filed on November 8, 2011, File Nos. 1-15929, 1-3382 and 1-3274).
X X X
10.49+ Form of Progress Energy, Inc. Restricted Stock Unit Award Agreement
(Graded Vesting), effective September 15, 2011.
X X X
10.50+ Form of Progress Energy, Inc. Restricted Stock Unit Award Agreement
(Cliff Vesting), effective September 15, 2011.
X X X
10.51 Precedent and Related Agreements between Duke Energy Florida, Inc. (formerly
Florida Power Corporation d/b/a Progress Energy Florida, Inc. (“PEF”)), Southern
Natural Gas Company, Florida Gas Transmission Company (“FGT”), and BG LNG
Services, LLC (“BG”), including:
a) Precedent Agreement between Southern Natural Gas Company and PEF,
dated as of December 2, 2004;
b) Gas Sale and Purchase Contract between BG and PEF, dated as of December
1, 2004;
c) Interim Firm Transportation Service Agreement by and between FGT and PEF,
dated as of December 2, 2004;
d) Letter Agreement between FGT and PEF, dated as of December 2, 2004 and
Firm Transportation Service Agreement between FGT and PEF to be entered into
upon satisfaction of certain conditions precedent;
e) Discount Agreement between FGT and PEF, dated as of December 2, 2004;
f) Amendment to Gas Sale and Purchase Contract between BG and PEF, dated
as of January 28, 2005; and
g) Letter Agreement between FGT and PEF, dated as of January 31, 2005,
(incorporated by reference to Exhibit 10.1 to registrant’s Current Report on
Form 8-K/A filed on March 15, 2005, File Nos. 1-15929 and 1-3274). (Portions
of the exhibit have been omitted and filed separately with the Securities and
Exchange Commission pursuant to a request for confidential treatment pursuant
to Rule 24b-2 under the Securities Exchange Act of 1934, as amended).
X X
10.52 Engineering, Procurement and Construction Agreement between Duke Energy
Florida, Inc. (formerly Florida Power Corporation d/b/a/ Progress Energy Florida,
Inc.), as owner, and a consortium consisting of Westinghouse Electric Company
LLC and Stone & Webster, Inc., as contractor, for a two-unit AP1000 Nuclear
Power Plant, dated as of December 31, 2008, (incorporated by reference to
Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on March 2, 2009,
File Nos. 1-15929 and 1-3274). (Portions of the exhibit have been omitted and
filed separately with the Securities and Exchange Commission pursuant to a
request for confidential treatment pursuant to Rule 24b-2 under the Securities
Exchange Act of 1934, as amended).
X X
10.53** Employment Agreement between Duke Energy Corporation and Lynn J. Good,
dated as of June 17, 2013, (incorporated by reference to Exhibit 10.1 to Duke
Energy Corporation’s Current Report on Form 8-K filed on June 18, 2013,
File No. 1-32853).
X
10.53.1** Amendment to Employment Agreement between Duke Energy Corporation and
Lynn J. Good, dated as of June 25, 2015, (incorporated by reference to Exhibit
10.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on June 29,
2015, File No. 1-32853).
X
10.54** Duke Energy Corporation Executive Short-Term Incentive Plan, effective
February 25, 2013, (incorporated by reference to Exhibit 10.1 to Duke
Energy Corporation’s Current Report on Form 8- filed on May 7, 2013,
File No. 1-32853).
X