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E-2
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
3.6 Limited Liability Company Operating Agreement of Duke Energy Carolinas, LLC
(incorporated by reference to Exhibit 3.2 to registrant’s Current Report on Form
8-K filed on April 7, 2006, File No. 1-4928).
X
3.7 Regulations of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas & Electric
Company), effective July 23, 2003, (incorporated by reference to Exhibit 3.2 to
registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2003,
filed on August 13, 2003, File No. 1-1232).
X
3.8 Articles of Organization including Articles of Conversion for Duke Energy
Progress, LLC (incorporated by reference to Exhibit 3.1 to registrant’s Current
Report on Form 8-K filed on August 4, 2015, File No. 1-3382).
X
3.8.1 Plan of Conversion of Duke Energy Progress, Inc. (incorporated by reference to
Exhibit 3.2 to registrant’s Current Report on Form 8-K filed on August 4, 2015,
File No. 1-3382).
X
3.8.2 Limited Liability Company Operating Agreement of Duke Energy Progress, LLC
(incorporated by reference to Exhibit 3.3 to registrant’s Current Report on
Form 8-K filed on August 4, 2015, File No. 1-3382).
X
3.9 Amended and Restated Articles of Incorporation of Progress Energy, Inc.
(formerly CP&L Energy, Inc.), effective June 15, 2000, (incorporated by
reference to Exhibit 3(a)(1) to registrant’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2000, filed on August 14, 2000, File No. 1-3382).
X
3.9.1 Articles of Amendment to the Amended and Restated Articles of Incorporation of
Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective December 4, 2000,
(incorporated by reference to Exhibit 3(b)(1) to registrant’s Annual Report on
Form 10-K for the year ended December 31, 2001, filed on March 28, 2002,
File No. 1-3382).
X
3.9.2 Articles of Amendment to the Amended and Restated Articles of Incorporation
of Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective May 10, 2006,
(incorporated by reference to Exhibit 3(a) to registrant’s Quarterly Report on
Form 10-Q for the quarter ended June 30, 2006, filed on August 9, 2006,
File No. 1-15929).
X
3.9.3 By-Laws of Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective May 10,
2006, (incorporated by reference to Exhibit 3(b) to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2006, filed on August 9, 2006,
File No. 1-15929).
X
4.1 Articles of Conversion for Duke Energy Florida, LLC (incorporated by reference to
Exhibit 3.4 to registrant’s Current Report on Form 8-K filed on August 4, 2015,
File No. 1-3274).
X
4.1.2 Articles of Organization for Duke Energy Florida, LLC (incorporated by reference
to Exhibit 3.5 to registrant’s Current Report on Form 8-K filed on August 4,
2015, File No. 1-3274).
X
4.1.3 Plan of Conversion of Duke Energy Florida, Inc. (incorporated by reference to
Exhibit 3.6 to registrant’s Current Report on Form 8-K filed on August 4, 2015,
File No. 1-3274).
X
4.1.4 Limited Liability Company Operating Agreement of Duke Energy Florida, LLC
(incorporated by reference to Exhibit 3.7 to registrant’s Current Report on
Form 8-K filed on August 4, 2015, File No. 1-3274).
X
4.2 Indenture between Duke Energy Corporation and The Bank of New York Mellon
Trust Company, N.A., as Trustee, dated as of June 3, 2008, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on
Form 8-K filed on June 16, 2008, File No. 1-32853).
X
4.2.1 First Supplemental Indenture, dated as of June 16, 2008, (incorporated
by reference to Exhibit 4.2 to Duke Energy Corporation’s Current Report on
Form 8-K filed on June 16, 2008, File No. 1-32853).
X