Duke Energy 2015 Annual Report Download - page 256

E-14
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.28 $6,000,000,000 Five-Year Credit Agreement between Duke Energy Corporation,
Duke Energy Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, Inc.,
Duke Energy Kentucky, Inc., Carolina Power and Light Company d/b/a Duke
Energy Progress, Inc. and Florida Power Corporation, d/b/a Duke Energy Florida,
Inc., as Borrowers, the lenders listed therein, Wells Fargo Bank, National
Association, as Administrative Agent, Bank of America, N.A. and The Royal
Bank of Scotland plc, as Co-Syndication Agents and Bank of China, New York
Branch, Barclays Bank PLC, Citibank, N.A., Credit Suisse AG, Cayman Islands
Branch, Industrial and Commercial Bank of China Limited, New York Branch,
JPMorgan Chase Bank, N.A. and UBS Securities LLC, as Co-Documentation
Agents, dated as of November 18, 2011, (incorporated by reference to Exhibit
10.1 to registrant’s Current Report on Form 8-K filed on November 25, 2011,
File Nos. 1-32853, 1-4928, 1-1232 and 1-3543).
X X X X
10.28.1 Amendment No. 1 and Consent between Duke Energy Corporation, Duke
Energy Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, Inc., Duke
Energy Kentucky, Inc., Duke Energy Progress, Inc., Duke Energy Florida, Inc.,
and Wells Fargo Bank, National Association, dated as of December 18, 2013,
(incorporated by reference to Exhibit 10.1 to registrant’s Current Report on
Form 8-K filed on December 23, 2013, File Nos. 1-32853, 1-4928, 1-3382,
1-3274, 1-1232 and 1-3543).
X X X X X X
10.28.2 Amendment No. 2 and Consent between Duke Energy Corporation, Duke Energy
Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, Inc., Duke Energy
Kentucky, Inc., Duke Energy Progress, Inc., and Duke Energy Florida, Inc., the
Lenders party hereto, the issuing Lenders party hereto, Wells Fargo Bank,
National Association, as Administrative Agent and Swingline Lender, dated as
of January 30, 2015 (incorporated by reference to Exhibit 10.1 of registrant’s
Current Report on Form 8-K filed on February 5, 2015, File Nos. 1-32853,
1-4928, 1-1232, 1-3543, 1-3382 and 1-3274).
X X X X X X
10.29** Duke Energy Corporation 2010 Long-term Incentive Plan (incorporated by
reference to Appendix A to registrant’s Form DEF 14A filed on March 22, 2010,
File No. 1-32853).
X
10.29.1** Amendment to Duke Energy Corporation 2010 Long-Term Incentive Plan
(incorporated by reference to Exhibit 10.3 to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2012, filed on August 8, 2012,
File No. 1-32853).
X
10.30** Form of Performance Award Agreement of Duke Energy Corporation under
the Duke Energy Corporation 2010 Long-Term Incentive Plan (incorporated by
reference to Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on
February 22, 2011, File No. 1-32853).
X
10.31** Form of Phantom Stock Award Agreement of Duke Energy Corporation under
the Duke Energy Corporation 2010 Long-Term Incentive Plan (incorporated by
reference to Exhibit 10.2 to registrant’s Current Report on Form 8-K filed on
February 22, 2011, File No. 1-32853).
X
10.32** Duke Energy Corporation 2015 Long-Term Incentive Plan (incorporated by
reference to Appendix A to registrant’s DEF 14A filed on March 26, 2015,
File No. 1-32853).
X
10.33** Form of Restricted Stock Unit Award Agreement of Duke Energy Corporation
under the Duke Energy Corporation 2015 Long-Term Incentive Plan (incorporated
by reference to Exhibit 10.1 to registrant’s Current Report on Form 8-K filed on
May 12, 2015, File No. 1-32853).
X
10.34** Form of Performance Award Agreement of Duke Energy Corporation under
the Duke Energy Corporation 2015 Long-Term Incentive Plan (incorporated by
reference to Exhibit 10.2 to registrant’s Current Report on Form 8-K filed on
May 12, 2015, File No. 1-32853).
X