Duke Energy 2011 Annual Report Download - page 269

PART IV
Exhibit
Number Duke Energy
Duke Energy
Carolinas
Duke Energy
Ohio
Duke Energy
Indiana
10.63.2 Amendment No. 2 to the Transition Services Agreement, dated as of
December 13, 2006, by and between Duke Energy Corporation and
Spectra Energy Corp. (filed in Form 10-Q of Duke Energy Corporation for
the quarter ended March 31, 2007, File No. 1-32853, as Exhibit 10.5)
X
10.63.3 Amendment No. 3 to the Transition Services Agreement, dated as of
December 13, 2006, by and between Duke Energy Corporation and
Spectra Energy Corp. (filed in Form 10-Q of Duke Energy Corporation for
the quarter ended June 30, 2007, File No. 1-32853, as Exhibit 10.3).
X
10.63.4 Amendment No. 4 to the Transition Services Agreement, dated as of
June 30, 2007, by and between Duke Energy Corporation and Spectra
Energy Corp. (filed in Form 10-Q of Duke Energy Corporation for the
quarter ended September 30, 2007, File No. 1-32853, as Exhibit 10.1).
X
10.64 Employee Matters Agreement, dated as of December 13, 2006, by and
between Duke Energy Corporation and Spectra Energy Corp. (filed with
Form 8-K of Duke Energy Corporation, File No. 1-32853, December 15,
2006, as Exhibit 10.3)
X
10.65 First Amendment to Employee Matters Agreement, dated as of
September 28, 2007 (filed in Form 10-Q of Duke Energy Corporation for
the quarter ended September 30, 2007, File No. 1-32853, as Exhibit
10.3).
X
10.66** Duke Energy Corporation Directors’ Savings Plan I & II, as amended and
restated (filed with Form 8-K of Duke Energy Corporation, dated
October 31, 2007, File No. 1-4298, as Exhibit 10.2).
X
10.67** Form of Phantom Stock Award Agreement (filed in Form 8-K of Duke
Energy Corporation, March 8, 2007, File No. 1-32853, as item 10.01).
X
10.68** Form of Performance Share Award Agreement (filed in Form 8-K of Duke
Energy Corporation, March 8, 2007, File No. 1-32853, as item 10.02).
X
10.69 Separation and Distribution Agreement, dated as of December 13, 2006,
by and between Duke Energy Corporation and Spectra Energy Corp. (filed
in Form 8-K of Duke Energy Corporation,
File No. 1-32853, December 15, 2006, as item 2.1).
X
10.69.1 Amendment No. 1 to the Separation and Distribution Agreement, dated as
of December 13, 2006, by and between Duke Energy Corporation and
Spectra Energy Corp. (filed in Form 10-Q of Duke Energy Corporation for
the quarter ended March 31, 2007, File No. 1-32853, as Exhibit 10.3).
X
10.70** Amendment to the Duke Energy Corporation 1998 Long-Term Incentive
Plan, effective as of February 27, 2007, by and between Duke Energy
Corporation and Spectra Energy Corp. (filed in Form 10-Q of Duke Energy
Corporation for the quarter ended March 31, 2007, File No. 1-32853, as
Exhibit 10.6).
X
10.71** Amendment to the Duke Energy Corporation 2006 Long-Term Incentive
Plan, effective as of February 27, 2007, by and between Duke Energy
Corporation and Spectra Energy Corp. (filed in Form 10-Q of Duke Energy
Corporation for the quarter ended March 31, 2007, File No. 1-32853, as
Exhibit 10.7).
X
10.72 $2,650,000,000 Amended and Restated Credit Agreement, dated as of
June 28, 2007, among Duke Energy Corporation, Duke Energy Carolinas,
LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, Inc. and Duke Energy
Kentucky, Inc., as Borrowers, the banks listed therein, Wachovia Bank,
National Association, as Administrative Agent, JPMorgan Chase Bank,
National Association, Barclays Bank PLC, Bank of America, N.A. and
Citibank, N.A., as Co-Syndication Agents and The Bank of Tokyo-
Mitsubishi, Ltd., New York Branch and Credit Suisse, as
Co-Documentation Agents (filed in Form 8-K of Duke Energy Corporation,
July 5, 2007, File No. 1-32853, as Exhibit 10.1; the agreement was
executed June 28).
X
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