Duke Energy 2011 Annual Report Download - page 268

PART IV
Exhibit
Number Duke Energy
Duke Energy
Carolinas
Duke Energy
Ohio
Duke Energy
Indiana
10.54 Purchase and Sale Agreement by and among Cinergy Capital &
Trading, Inc., as Seller, and Fortis Bank, S.A./N.V., as Buyer, dated as of
June 26, 2006 (filed with Form 8-K of Duke Energy Corporation, File No.
1-32853, June 30, 2006, as Exhibit 10.1).
X
10.55 $330,000,000 Letter of Credit Agreement dated as of September 19,
2008, among Duke Energy Indiana, Inc., Duke Energy Kentucky, Inc., the
banks listed therein, Bank of America, N.A., as Administrative Agent,
Banco Bilbao Vizcaya Argentaria, S.A.-New York Branch, as Syndication
Agent, and the Bank of Tokyo-Mitsubishi UFJ, Ltd., Intesa Sanpaolo
S.p.A., New York Branch, Mizuho Corporate Bank (USA), and Wells Fargo
Bank, National Association, as Co-Documentation Agents (filed with
Form 10-Q of Duke Energy Indiana, Inc. for the quarter ended
September 30, 2008, File No. 1-3543, as Exhibit 10.1).
X
10.56** Form of Amendment to Performance Award Agreement and Phantom
Stock Award Agreement (filed with Form 8-K of Duke Energy Corporation,
File No. 1-32853, August 24, 2006, as Exhibit 10.1).
X
10.57 Engineering, Procurement and Construction Management Agreement dated
December 15, 2008 between Duke Energy Indiana, Inc. and Bechtel
Power Corporation (Portions of the exhibit have been omitted and filed
separately with the Securities and Exchange Commission pursuant to a
request for confidential treatment pursuant to Rule 24b-2 under the
Securities Exchange Act of 1934, as amended).
X
10.58** Form of Amendment to Phantom Stock Award Agreement (filed with
Form 8-K of Duke Energy Corporation, File No. 1-32853, August 24,
2006, as Exhibit 10.2).
X
10.59 Formation and Sale Agreement by and among Duke Ventures, LLC,
Crescent Resources, LLC, Morgan Stanley Real Estate Fund V U.S. L.P.,
Morgan Stanley Real Estate Fund V Special U.S., L.P., Morgan Stanley
Real Estate Investors V U.S., L.P., MSP Real Estate Fund V, L.P., and
Morgan Stanley Strategic Investments, Inc., dated as of September 7,
2006 (filed with the Form 10-Q of Duke Energy Corporation for the
quarter ended September 30, 2006, File No. 1-32853, as Exhibit 10.3).
X
10.60 Fifteenth Supplemental Indenture, dated as of April 3, 2006, among the
registrant, Duke Energy and JPMorgan Chase Bank, N.A. (as successor to
Guaranty Trust Company of New York), as trustee (the “Trustee”),
supplementing the Senior Indenture, dated as of September 1, 1998,
between Duke Energy Carolinas, LLC (formerly Duke Energy Corporation)
and the Trustee (filed with the Form 10-Q of Duke Energy Corporation for
the quarter ended June 30, 2006, File No. 1-32853, as Exhibit 10.1).
X
10.60.1 Stock Option Grant Agreement between Duke Energy Corporation and
James E. Rogers, dated April 4, 2006 (filed with Form 8-K of Duke
Energy Corporation, File No. 1-32853, April 6, 2006, as Exhibit 10.4).
X
10.61** Duke Energy Corporation 2006 Long-Term Incentive Plan (filed with Form
8-K of Duke Energy Corporation, File No. 1-32853, October 27, 2006,
as Exhibit 10.1).
X
10.62 Tax Matters Agreement, dated as of December 13, 2006, by and
between Duke Energy Corporation and Spectra Energy Corp (filed with
Form 8-K of Duke Energy Corporation, File No. 1-32853, December 15,
2006, as Exhibit 10.1).
X
10.63 Transition Services Agreement, dated as of December 13, 2006, by and
between Duke Energy Corporation and Spectra Energy Corp (filed with
Form 8-K of Duke Energy Corporation, File No. 1-32853, December 15,
2006, as Exhibit 10.2).
X
10.63.1 Amendment No. 1 to the Transition Services Agreement, dated as of
December 13, 2006, by and between Duke Energy Corporation and
Spectra Energy Corp. (filed in Form 10-Q of Duke Energy Corporation for
the quarter ended March 31, 2007, File No. 1-32853, as Exhibit 10.4).
X
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