Duke Energy 2011 Annual Report Download - page 266

PART IV
Exhibit
Number Duke Energy
Duke Energy
Carolinas
Duke Energy
Ohio
Duke Energy
Indiana
10.36 Asset Purchase Agreement by and among Cinergy Capital & Trading, Inc.
(Capital & Trading), CinCap Madison, LLC and PSI dated as of February 5,
2003 (filed with Form 10-Q of Duke Energy Indiana, Inc. (formerly PSI
Energy, Inc.) for the quarter ended September 30, 1996, File No.
1-3543).
X
10.37 Form of Phantom Stock Award Agreement (filed with Form 8-K of Duke
Energy Corporation, File No. 1-32853, April 4, 2006, as Exhibit 10.1).
X
10.38 Amended and Restated Engineering and Construction Agreement, dated as
of December 21, 2009, by and between Duke Energy Carolinas, LLC and
Shaw North Carolina, Inc.
X
10.39 Amended and Restated Supplemental Executive Retirement Income
Agreement between Duke Energy Ohio, Inc. and certain executive officers
(filed with Form 10-K of Duke Energy Ohio, Inc. (formerly The Cincinnati
Gas & Electric Company) for the year ended December 31, 1997, File No.
1-1232).
X
10.40 Asset Purchase Agreement by and among Capital & Trading., CinCap VII,
LLC and PSI dated as of February 5, 2003 (filed with Form 10-Q of Duke
Energy Indiana, Inc. (formerly PSI Energy, Inc.) for the quarter ended
September 30, 1996, File No. 1-3543).
X
10.41 Form of Performance Share Award Agreement (filed with Form 8-K of Duke
Energy Corporation, File No. 1-32853, April 4, 2006, as Exhibit 10.2).
X
10.42 Eighty-Eighth Supplemental Indenture dated as of November 17, 2008,
between Duke Energy Carolinas, LLC and The Bank of New York Mellon
Trust Company, N.A., as Trustee (filed with the Form 8-K of the registrant,
File No. 1-4928, November 17, 2008, as item 4.1).
X
10.43 Asset Purchase Agreement by and among Duke Energy Indiana, Inc. and
Duke Energy Ohio, Inc. and Allegheny Energy Supply Company, LLC,
Allegheny Energy Supply Wheatland Generating Facility, LLC and Lake
Acquisition Company, L.L.C., dated as of May 6, 2005 (filed with Form
10-Q of Duke Energy Ohio, Inc. (formerly The Cincinnati Gas & Electric
Company) for the quarter ended June 30, 2005, File No. 1-1232).
X
10.44 Asset Purchase Agreement by and among PSI and CG&E and Allegheny
Energy Supply Company, LLC, Allegheny Energy Supply Wheatland
Generating Facility, LLC and Lake Acquisition Company, L.L.C., dated as of
May 6, 2005 (filed with Form 10-Q of Duke Energy Indiana, Inc. (formerly
PSI Energy, Inc.) for the quarter ended September 30, 1996, File No. 1-
3543).
X
10.45** Employment Agreement between Duke Energy Corporation and James E.
Rogers, dated April 4, 2006 (filed with Form 8-K of Duke Energy
Corporation, File No. 1-32853, April 6, 2006, as Exhibit 10.1).
X
10.45.1** Performance Award Agreement between Duke Energy Corporation and
James E. Rogers, dated April 4, 2006 (filed with Form 8-K of Duke Energy
Corporation, File No. 1-32853, April 6, 2006, as Exhibit 10.2).
X
10.45.2** Phantom Stock Grant Agreement between Duke Energy Corporation and
James E. Rogers, dated April 4, 2006 (filed with Form 8-K of Duke Energy
Corporation, File No. 1-32853, April 6, 2006, as Exhibit 10.3).
X
10.46 Underwriting Agreement, dated as of November 12, 2008, with Barclays
Capital Inc., Citigroup Global Markets Inc. and Credit Suisse Securities
(USA) LLC, as representatives of the several underwriters named therein, in
connection with Duke Energy Carolinas, LLC’s issuance and sale of
$400,000,000 aggregate principal amount of its First and Refunding
Mortgage Bonds, 5.75% Series C due 2013 and $500,000,000
aggregate principal amount of its First and Refunding Mortgage Bonds,
7.00% Series C due 2018 (filed with the Form 8-K of the registrant, File
No. 1-4928, November 17, 2008, as item 99.1).
X
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