Capital One 2007 Annual Report Download - page 144

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122
Exhibit
Number
Description
4.7.1 Indenture, dated as of August 29, 2006, between Capital One Financial Corporation and The Bank of New York, as
indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K, filed on
August 31, 2006).
4.7.2 Copy of Subordinated Note Certificate (incorporated by reference to Exhibit 4.2 of the Corporations Current Report on
Form 8-K, filed on August 31, 2006).
10.1 2002 Associate Stock Purchase Plan (incorporated by reference to Exhibit 4.1 of the Corporations Form S-8 filed with
the Securities and Exchange Commission on October 10, 2002).
10.2.1 Capital One Financial Corporation, 2004 Stock Incentive Plan (incorporated herein by reference to the Corporations
Registration Statement on Form S-8, Commission File No. 333-117920, filed August 4, 2004).
10.2.2 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Corporations
Current Report on Form 8-K, filed on May 3, 2006).
10.2.3 Capital One Financial Corporation, 2004 Stock Incentive Plan, as amended and restated (incorporated herein by
reference to the Corporations Registration Statement on Form S-8, Commission File No. 333-136281, filed August 3,
2006).
10.2.4 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairbank
pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporations
Report on Form 8-K, filed on December 23, 2005).
10.2.5 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairbank
pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the Corporations
Report on Form 8-K, filed December 23, 2004).
10.2.6 Form of Restricted Stock Award Agreement between Capital One Financial Corporation and certain of its executives or
associates pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.2 of the
2004 Form 10-K).
10.2.7 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and certain of its executives
pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3 of the 2004 Form
10-K).
10.2.8* Form of Performance Unit Award Agreement between Capital One Financial Corporation and its executive officers,
including Mr. Gary L. Perlin and Mr. John G. Finneran, Jr., pursuant to the Companys 2004 Stock Incentive Plan.
10.3 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended (incorporated by
reference to Exhibit 10.4 of the 2002 Form 10-K).
10.4 Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between Capital
One Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the Corporations
quarterly report on Form 10-Q for the period ending September 30, 2004).
10.5 Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between Capital
One Financial Corporation and certain of its Directors. (incorporated by reference to Exhibit 10.3 of the Corporations
quarterly report on Form 10-Q for the period ending September 30, 2004).
10.6 Capital One Financial Corporation 1999 Stock Incentive Plan (incorporated by reference to Exhibit 4 of the
Corporations Registration Statement on Form S-8, Commission File No. 333-78609, filed May 17, 1999).
10.7 Capital One Financial Corporation 1994 Stock Incentive Plan, as amended (incorporated by reference to Exhibit 10.7 of
the 2002 Form 10-K).
10.8 Restricted Stock Unit Award Agreement, dated May 17, 2004, by and between Capital One Financial Corporation and
Richard D. Fairbank. (incorporated by reference to Exhibit 10.10.1 of the Corporations quarterly report on Form 10-Q
for the period ending September 30, 2004).
10.9 Services Agreement, dated November 8, 2004, between Capital One Financial Corporation, acting through its subsidiary
Capital One Services, Inc. and First Data Corporation, acting through its subsidiary, First Data Resources, Inc.
(confidential treatment requested for portions of this agreement incorporated by reference to Exhibit 10.1 of the
Corporations Report on Form 8-K, filed on September 15, 2005).