Capital One 2007 Annual Report Download - page 143

Download and view the complete annual report

Please find page 143 of the 2007 Capital One annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 147

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147

121
Exhibit
Number
Description
4.2.9 Specimen of 6.750% Senior Note, due 2017, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.1 of the Corporations Report on Form 8-K, filed on September 5, 2007).
4.3 Indenture, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of New York, as
indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K, filed on
June 12, 2006).
4.4.1 First Supplemental Indenture, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of
New York, as indenture trustee (incorporated by reference to Exhibit 4.2 of the Corporations Current Report on Form 8-
K, filed on June 12, 2006).
4.4.2 Amended and Restated Declaration of Trust of Capital One Capital II, dated as of June 6, 2006, between Capital One
Financial Corporation as Sponsor, The Bank of New York as institutional trustee, The Bank of New York (Delaware) as
Delaware Trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 of the
Corporations Current Report on Form 8-K, filed on June 12, 2006).
4.4.3 Guarantee Agreement, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of New York,
as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporations Current Report on Form 8-K, filed on
June 12, 2006).
4.4.4 Specimen certificate representing the Enhanced TRUPS (incorporated by reference to Exhibit 4.5 of the Corporations
Current Report on Form 8-K, filed on June 12, 2006).
4.4.5 Specimen certificate representing the Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.6 of the
Corporations Current Report on Form 8-K, filed on June 12, 2006).
4.5.1 Second Supplemental Indenture, dated as of August 1, 2006, between Capital One Financial Corporation and The Bank
of New York, as indenture trustee (incorporated by reference to Exhibit 4.2 of the Corporations Current Report on Form
8-K, filed on August 4, 2006).
4.5.2 Copy of Junior Subordinated Debt Security Certificate (incorporated by reference to Exhibit 4.6 of the Corporations
Current Report on Form 8-K, filed on August 4, 2006.
4.5.3 Amended and Restated Declaration of Trust of Capital One Capital III, dated as of August 1, 2006, between Capital One
Financial Corporation, as Sponsor, The Bank of New York, as institutional trustee, The Bank of New York (Delaware),
as Delaware trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3 of the
Corporations Current Report on Form 8-K, filed on August 4, 2006).
4.5.4 Guarantee Agreement, dated as of August 1, 2006, between Capital One Financial Corporation and The Bank of New
York, as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporations Current Report on Form 8-K,
filed on August 4, 2006).
4.5.5 Copy of Capital Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporations Current Report on
Form 8-K, filed on August 4, 2006).
4.6.1 Third Supplemental Indenture, dated as of February 5, 2007, between Capital One Financial Corporation and The Bank
of New York, as indenture trustee (incorporated by reference to Exhibit 4.2 of the Corporations Current Report on Form
8-K, filed on February 8, 2007).
4.6.2 Amended and Restated Declaration of Trust of Capital One Capital IV, dated as of February 5, 2007, between Capital
One Financial Corporation as Sponsor, The Bank of New York as institutional trustee, The Bank of New York
(Delaware) as Delaware Trustee and the Administrative Trustees named therein (incorporated by reference to Exhibit 4.3
of the Corporations Current Report on Form 8-K, filed on February 8, 2007).
4.6.3 Guarantee Agreement, dated as of February 5, 2007, between Capital One Financial Corporation and The Bank of New
York, as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporations Current Report on Form 8-K,
filed on February 8, 2007).
4.6.4 Specimen certificate representing the Capital Security (incorporated by reference to Exhibit 4.5 of the Corporations
Current Report on Form 8-K, filed on February 8, 2007).
4.6.5 Specimen certificate representing the Capital Efficient Note (incorporated by reference to Exhibit 4.6 of the
Corporations Current Report on Form 8-K, filed on February 8, 2007).