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E-14
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
10.34 Settlement Agreement between Duke Energy Corporation, the North Carolina
Utilities Commission Staff and the North Carolina Public Staff, dated as of
November 28, 2012, (incorporated by reference to Exhibit 10.1 to registrant’s
Current Report on Form 8-K fi led on November 29, 2012, File No. 1-32853).
X
10.35 Settlement Agreement between Duke Energy Corporation and the North Carolina
Attorney General, dated as of December 3, 2012, (incorporated by reference
Item 7.01 to registrant’s Current Report on Form 8-K fi led on December 3, 2012,
File No. 1-32853).
X
10.36** Retention Award Agreement between Duke Energy Corporation and Lloyd
Yates, dated as of July 9, 2012, (incorporated by reference to Exhibit 10.56 to
registrant’s Annual Report on Form 10-K for the year ended December 31, 2012
led on March 1, 2013, File No. 1-32853).
X
10.37** Form of Change-in-Control Agreement (incorporated by reference to Exhibit
10.58 to Duke Energy Corporation’s Annual Report on Form 10-K for the year
ended December 31, 2012 fi led on March 1, 2013, File No. 1-32853).
X
10.38** Form of Performance Share Award (incorporated by reference to Exhibit 10.64
to Duke Energy Corporation’s Annual Report on Form 10-K for the year ended
December 31, 2012 fi led on March 1, 2013, File No. 1-32853).
X
10.39** Amended and Restated Duke Energy Corporation Executive Cash Balance Plan,
dated as of January 1, 2014, (incorporated by reference to Exhibit 10.52 to
Duke Energy Corporation’s Annual Report on Form 10-K for the year ended
December 31, 2013 fi led on February 28, 2014, File No. 1-32852).
X
10.40 Purchase, Construction and Ownership Agreement, dated as of July 30, 1981,
between Duke Energy Progress, Inc. (formerly Carolina Power & Light Company)
and North Carolina Municipal Power Agency Number 3 and Exhibits, together
with resolution, dated as of December 16, 1981, changing name to North
Carolina Eastern Municipal Power Agency, amending letter, dated as of February
18, 1982, and amendment, dated as of February 24, 1982, (incorporated by
reference to Exhibit 10(a) to registrant’s File No. 33-25560).
X
10.41 Operating and Fuel Agreement, dated as of July 30, 1981, between Duke Energy
Progress, Inc. (formerly Carolina Power & Light Company) and North Carolina
Municipal Power Agency Number 3 and Exhibits, together with resolution,
dated as of December 16, 1981, changing name to North Carolina Eastern
Municipal Power Agency, amending letters, dated as of August 21, 1981
and December 15, 1981, and amendment, dated as of February 24, 1982,
(incorporated by reference to Exhibit 10(b) to registrant’s File No. 33-25560).
X
10.42 Power Coordination Agreement, dated as of July 30, 1981, between Duke Energy
Progress, Inc. (formerly Carolina Power & Light Company) and North Carolina
Municipal Power Agency Number 3 and Exhibits, together with resolution, dated
as of December 16, 1981, changing name to North Carolina Eastern Municipal
Power Agency and amending letter, dated as of January 29, 1982, (incorporated
by reference to Exhibit 10(c) to registrant’s File No. 33-25560).
X
10.43 Amendment, dated as of December 16, 1982, to Purchase, Construction
and Ownership Agreement, dated as of July 30, 1981, between Duke Energy
Progress, Inc. (formerly Carolina Power & Light Company) and North Carolina
Eastern Municipal Power Agency (incorporated by reference to Exhibit 10(d) to
registrant’s File No. 33-25560).
X
10.44+ Amended and Restated Broad-Based Performance Share Sub-Plan, Exhibit B to
the 2002 Progress Energy, Inc. Equity Incentive Plan, effective January 1, 2007,
(incorporated by reference to Exhibit 10c(6) to registrant’s Annual Report on
Form 10-K for the year ended December 31, 2006 fi led on March 1, 2007, File
Nos. 1-15929, 1-03382 and 1-03274).
X X X