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E-2
PART IV
Exhibit
Number
Duke
Energy
Duke
Energy
Carolinas
Progress
Energy
Duke
Energy
Progress
Duke
Energy
Florida
Duke
Energy
Ohio
Duke
Energy
Indiana
3.8 By-Laws of Duke Energy Indiana, Inc. (formerly PSI Energy, Inc.), effective July
23, 2003, (incorporated by reference to Exhibit 3.1 to registrant’s Quarterly
Report on Form 10-Q for the quarter ended June 30, 2003 fi led on
August 13, 2003, File No. 1-03543).
X
3.9 Restated Charter of Duke Energy Progress (formerly Carolina Power & Light
Company), effective May 10, 1996, (incorporated by reference to Exhibit 3(i) to
registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 1997
led on August 13, 1997, File No. 1-03382).
X
3.10 Amended and Restated Articles of Incorporation of Progress Energy, Inc.
(formerly CP&L Energy, Inc.), effective June 15, 2000, (incorporated by
reference to Exhibit 3(a)(1) to registrant’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2000 fi led on August 14, 2000, File No. 1-03382).
X
3.10.1 Articles of Amendment to the Amended and Restated Articles of Incorporation of
Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective December 4, 2000,
(incorporated by reference to Exhibit 3(b)(1) to registrant’s Annual Report on
Form 10-K for the year ended December 31, 2001 fi led on March 28, 2002,
File No. 1-03382).
X
3.10.2 Articles of Amendment to the Amended and Restated Articles of Incorporation
of Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective May 10, 2006,
(incorporated by reference to Exhibit 3(a) to registrant’s Quarterly Report on
Form 10-Q for the quarter ended June 30, 2006 fi led on August 9, 2006,
File No. 1-15929).
X
3.11 Amended Articles of Incorporation of Duke Energy Florida, Inc. (formerly Florida
Power Corporation) (incorporated by reference to Exhibit 3(a) to registrant’s
Annual Report on Form 10-K for the year ended December 31, 1991 fi led on
March 30, 1992, File No. 1-03274).
X
3.12 By-Laws of Progress Energy, Inc. (formerly CP&L Energy, Inc.), effective May 10,
2006, (incorporated by reference to Exhibit 3(b) to registrant’s Quarterly Report
on Form 10-Q for the quarter ended June 30, 2006 fi led on August 9, 2006, File
No. 1-15929).
X
3.13 By-Laws of Duke Energy Progress, Inc. (formerly Carolina Power & Light
Company), effective May 13, 2009, (incorporated by reference to Exhibit 3(b) to
registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2009
led on August 7, 2009, File No. 1-15929).
X
3.14 By-Laws of Duke Energy Florida, Inc. (formerly Florida Power Corporation),
effective September 20, 2010, (incorporated by reference to Exhibit 3.1 to
registrant’s Current Report on Form 8-K fi led on September 20, 2010, File No.
1-3274).
X
4.1 Indenture between Duke Energy Corporation and The Bank of New York Mellon
Trust Company, N.A., as Trustee, dated as of June 3, 2008, (incorporated by
reference to Exhibit 4.1 to registrant’s Current Report on Form 8-K fi led on
June 16, 2008, File No. 1-32853).
X
4.1.1 First Supplemental Indenture, dated as of June 16, 2008, (incorporated by
reference to Exhibit 4.2 to Duke Energy Corporation’s Current Report on Form
8-K fi led on June 16, 2008, File No. 1-32853).
X
4.1.2 Second Supplemental Indenture, dated as of January 26, 2009, (incorporated
by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on Form
8-K fi led on January 26, 2009, File No. 1-32853).
X
4.1.3 Third Supplemental Indenture, dated as of August 28, 2009, (incorporated by
reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on Form
8-K fi led on August 28, 2009, File No. 1-32853).
X
4.1.4 Fourth Supplemental Indenture, dated as of March 25, 2010, (incorporated by
reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on Form
8-K fi led on March 25, 2010, File No. 1-32853).
X