Symantec 2011 Annual Report Download - page 39

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth information, as of August 1, 2011, with respect to the beneficial ownership of
Symantec common stock by (i) each stockholder known by Symantec to be the beneficial owner of more than 5% of
Symantec common stock, (ii) each member of the Board, (iii) the named executive officers of Symantec included in
the Summary Compensation Table appearing on page 50 of this proxy statement and (iv) all current executive
officers and directors of Symantec as a group.
Beneficial ownership is determined under the rules of the SEC and generally includes voting or investment
power with respect to securities. Unless otherwise indicated below, the persons and entities named in the table have
sole voting and sole investment power with respect to all shares beneficially owned, subject to community property
laws where applicable. Percentage ownership is based on 749,532,637 shares of Symantec common stock
outstanding as of August 1, 2011 (excluding shares held in treasury). Shares of common stock subject to stock
options and restricted stock units vesting on or before September 30, 2011 (within 60 days of August 1, 2011) are
deemed to be outstanding and beneficially owned for purposes of computing the percentage ownership of such
person but are not treated as outstanding for purposes of computing the percentage ownership of others.
Name and Address of Beneficial Owner
Amount and
Nature of
Beneficial
Ownership
Percent
of Class
5% Beneficial Owner
Dodge & Cox(1) ............................................. 58,991,116 7.9%
BlackRock, Inc.(2) ............................................ 51,653,253 6.9
Directors and Executive Officers
John W. Thompson(3) ......................................... 2,510,135 *
Enrique Salem(4) ............................................. 1,535,025 *
James A. Beer(5) ............................................. 728,559 *
Rebecca Ranninger(6) ......................................... 667,986 *
William T. Robbins(7) ......................................... 500,366 *
Janice D. Chaffin(8) ........................................... 836,732 *
Robert S. Miller(9)............................................ 249,245 *
Michael A. Brown(10) ......................................... 269,586 *
David L. Mahoney(11) ......................................... 192,955 *
Daniel H. Schulman(12) ........................................ 113,102 *
Geraldine B. Laybourne ........................................ 52,892 *
Frank E. Dangeard ............................................ 48,218 *
V. Paul Unruh(13) ............................................ 217,736 *
Stephen M. Bennett ........................................... 30,597 *
William T. Coleman(14) ........................................ 69,600 *
All current Symantec executive officers and directors as a group
(20 persons)(15) ............................................ 9,188,487 1.2%
* Less than 1%.
(1) Based solely on a Schedule 13G filing made by Dodge & Cox on February 10, 2011, reporting sole voting and
dispositive power over the shares. This stockholder’s address is 555 California Street, 40th Floor,
San Francisco, CA 94104.
(2) Based solely on a Schedule 13G filing made by BlackRock, Inc. on February 8, 2011, reporting sole voting and
dispositive power over the shares. This stockholder’s address is 40 East 52nd Street, New York, NY 10022.
(3) Includes 1,566,666 shares subject to options that will be exercisable as of September 30, 2011.
(4) Includes 1,247,501 shares subject to options that will be exercisable as of September 30, 2011.
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