Capital One 2006 Annual Report Download - page 145

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127
Exhibit
Number
Description
10.16.2.2 Reaffirmation of Guaranty dated as of March 1, 2004, from Capital One Bank, for the benefit of (i) Wells Fargo
Bank Northwest, National Association (formerly, First Security Bank, N.A., the correct name of which was First
Security Bank, National Association), and Val T. Orton, not individually, but solely in their capacities as Owner
Trustee of the COB Real Estate Trust 1995-1, collectively as lessor, (ii) Wachovia Bank, National Association
(formerly, First Union National Bank), not individually, but solely in its capacity as Indenture Trustee and
Lawyers Title Realty Services, Inc., in its capacity as deed of trust trustee under the Indenture, (iii) the Note
Purchasers, (iv) the Registered Owners and (v) BTM Capital Corporation (incorporated by reference to
Exhibit 10.16.2.2 of the 2004 Form 10-K).
10.17 Commitment Increase Letter to Revolving Credit Facility Agreement (filed as Exhibit 10.1 of the Corporations
quarterly report on Form 10-Q for the period ending June 30, 2003), dated January 6, 2004 by Morgan Stanley
Senior Funding, Inc (incorporated by reference to Exhibit 10.1 of the Corporations quarterly report on Form 10-
Q for the period ending March 31, 2004).
10.17.1 Revolving Credit Facility Agreement, dated June 29, 2004 by and between Capital One Financial Corporation,
Capital One Bank, Capital One, F.S.B. and Capital One Bank (Europe), plc, as borrowers and JPMorgan Chase
Bank, an Administrative Agent (incorporated by reference to Exhibit 10.1 of the Corporations quarterly report
on Form 10-Q for the period ending June 30, 2004).
10.17.2 Amendment No. 1 to the Credit Agreement dated April 29, 2004 by and between Capital One Financial
Corporation, Capital One Bank, Capital One, F.S.B., and Capital One Bank (Europe) plc, as Borrowers, and J.P.
Morgan Securities Inc., (Book Manager and Lead Arranger), Bank of America, N.A., Barclays Bank plc,
Citibank, N.A., Credit Suisse First Boston, Deutsche Bank AG, New York Branch, Lehman Commercial Paper
Inc., Morgan Stanley Bank, Wachovia Bank, National Association, as Syndication Agents, and JPMorgan Chase
Bank, as Administrative Agent (incorporated by reference to Exhibit 99.2 of the Corporations Report on Form
8-K, filed on May 4, 2005).
10.18 Form of Intellectual Property Protection Agreement dated as of April 29,1999 by and among Capital One
Financial Corporation and certain of its senior executives (incorporated by reference to Exhibit 10.20 of the
1999 Form 10-K/A).
10.19.1 2002 Non-Executive Officer Stock Incentive Plan (incorporated herein by reference to the Corporations
Registration Statement on Form S-8, Commission File No. 333-97123, filed July 25, 2002).
10.19.2 Capital One Financial Corporation, 2005 Directors Compensation Plan Summary (incorporated by reference to
Exhibit 99.1 of the Corporations Report on Form 8-K, filed on May 4, 2005).
10.20 Capital One Financial Corporation, 2004 Stock Incentive Plan (incorporated herein by reference to the
Corporations Registration Statement on Form S-8, Commission File No. 333-117920, filed August 4, 2004).
10.20.1 Capital One Financial Corporation, 2004 Stock Incentive Plan, as amended and restated (incorporated herein by
reference to the Corporations Registration Statement on Form S-8, Commission File No. 333-136281, filed
August 3, 2006).
10.20.2 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D.
Fairbank pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of the
Corporations Report on Form 8-K, filed December 23, 2004).
10.20.3 Form of Restricted Stock Award Agreement between Capital One Financial Corporation and certain of its
executives or associates pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to
Exhibit 10.20.2 of the 2004 Form 10-K).
10.20.4 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and certain of its
executives pursuant to the Companys 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.20.3
of the 2004 Form 10-K).
12* Computation of Ratio of Earnings to Combined Fixed Charges.
14 Capital One Financial Corporation Code of Business Conduct and Ethics (incorporated by reference to Exhibit
99.3 of the Corporations Report on Form 8-K, filed on May 4, 2005).
21* Subsidiaries of the Company.