Capital One 2006 Annual Report Download - page 143

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125
Exhibit
Number
Description
4.9.2 Guarantee Agreement, dated as of August 1, 2006, between Capital One Financial Corporation and The Bank of
New York, as guarantee trustee (incorporated by reference to Exhibit 4.4 of the Corporations Current Report on
Form 8-K, filed on August 4, 2006).
4.9.3 Copy of Capital Security Certificate (incorporated by reference to Exhibit 4.5 of the Corporations Current
Report on Form 8-K, filed on August 4, 2006)
4.10.1 Indenture, dated as of August 29, 2006, between Capital One Financial Corporation and The Bank of New York,
as indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K,
filed on August 31, 2006).
4.10.2 Copy of Subordinated Note Certificate (incorporated by reference to Exhibit 4.2 of the Corporations Current
Report on Form 8-K, filed on August 31, 2006).
10.1.1
1995 Associate Stock Purchase Plan (incorporated by reference to Exhibit 10.1.1 of the 2002 Form 10-K).
10.1.2 2002 Associate Stock Purchase Plan (incorporated by reference to Exhibit 4.1 of the Corporations Form S-8
filed with the Securities and Exchange Commission on October 10, 2002).
10.1.3 Amended and Restated 2004 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the
Corporations Current Report on Form 8-K, filed on May 3, 2006).
10.2.1 Lease Agreement, dated as of December 5, 2000, among First Union Development Corporation, as Lessor, and
Capital One F.S.B. and Capital One Bank, jointly and severally, as Lessees (incorporated by reference to Exhibit
10.2.1 of the 2000 Form 10-K).
10.2.2 Participation Agreement, dated as of December 5, 2000, among Capital One F.S.B. and Capital One Bank as
construction agents and lessees, Capital One Financial Corporation as guarantor, First Union Development
Corporation as Lessor, the various financing parties named therein, and First Union National Bank as Agent
(incorporated by reference to Exhibit 10.2.2 of the 2000 Form 10-K).
10.2.3 Guaranty, dated as of December 5, 2000, from Capital One Financial Corporation in favor of First Union
Development Corporation and the various other parties to the Participation Agreement, dated as of December 5,
2000 (incorporated by reference to Exhibit 10.2.3 of the 2000 Form 10-K).
10.3 Form of Change of Control Employment Agreement dated as of January 25, 2000 between Capital One Financial
Corporation and each of Richard D. Fairbank and John G. Finneran Jr. (incorporated by reference to Exhibit 10.3
of the 1999 Form 10-K/A).
10.4 Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan, as amended
(incorporated by reference to Exhibit 10.4 of the 2002 Form 10-K).
10.4.1 Form of 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement between
Capital One Financial Corporation and certain of its Directors (incorporated by reference to Exhibit 10.2 of the
Corporations quarterly report on Form 10-Q for the period ending September 30, 2004).
10.4.2 Form of 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Units Award Agreement between
Capital One Financial Corporation and certain of its Directors. (incorporated by reference to Exhibit 10.3 of the
Corporations quarterly report on Form 10-Q for the period ending September 30, 2004).
10.5.1 Employment Agreement between Nigel W. Morris and Capital One Financial Corporation, dated July 18, 2003
(incorporated by reference to Exhibit 10.2 of the Corporations quarterly report on Form 10-Q for the period
ending June 30, 2003).
10.5.2 Separation Agreement between David M. Willey and Capital One Financial Corporation, dated July 8, 2003,
(incorporated by reference to Exhibit 10.3 of the Corporations quarterly report on Form 10-Q for the period
ending June 30, 2003).
10.6 Capital One Financial Corporation 1999 Stock Incentive Plan (incorporated by reference to Exhibit 4 of the
Corporations Registration Statement on Form S-8, Commission File No. 333-78609, filed May 17, 1999).
10.7 Capital One Financial Corporation 1994 Stock Incentive Plan, as amended (incorporated by reference to Exhibit
10.7 of the 2002 Form 10-K).