Capital One 2006 Annual Report Download - page 142

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124
Exhibit
Number
Description
4.3.7 Copy of 4.875% Notes, due 2008, of Capital One Bank (incorporated by reference to Exhibit 4.4.7 of the 2003
Form 10-K).
4.3.8 Copy of 8.25% Notes, due 2005, of Capital One Bank (incorporated by reference to Exhibit 4.4.4 of the 2000
Form 10-K).
4.4.1 Senior Indenture and Form T-1 dated as of November 1, 1996 among Capital One Financial Corporation and
Harris Trust and Savings Bank (incorporated by reference to Exhibit 4.5.1 of the 2002 Form 10-K).
4.4.2 Copy of 8.75% Notes, due 2007, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.5.5 of the 2001 Form 10-K).
4.4.3 Copy of 7.125% Notes, due 2008, of Capital One Financial Corporation (incorporated by reference to Exhibit 4.8
of the 1998 Form 10-K).
4.4.4 Copy of 7.25% Notes, due 2006, of the Capital One Financial Corporation (incorporated by reference to Exhibit
4.10 of the 1999 Form 10-K/A).
4.4.5 Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.5.5 of the 2003 Form 10-K).
4.4.6 Copy of 5.25% Notes, due 2017, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.5.6 of the 2004 Form 10-K).
4.4.7 Copy of 4.80% Notes, due 2012, of Capital One Financial Corporation (incorporated by reference to Exhibit
4.5.7 of the 2004 Form 10-K).
4.4.8 Copy of 5.50% Senior Notes, due 2015, of Capital One Financial Corporation (incorporated by reference to
Exhibit 4.1 of the Corporations quarterly report on Form 10-Q for the period ending June 30, 2005).
4.5.1 Declaration of Trust, dated as of January 28, 1997, between Capital One Bank and The First National Bank of
Chicago, as trustee (including the Certificate of Trust executed by First Chicago Delaware Inc., as Delaware
trustee) (incorporated by reference to Exhibit 4.6.1 of the 2002 Form 10-K).
4.5.2 Copies of Certificates Evidencing Capital Securities (incorporated by reference to Exhibit 4.6.2 of the 2002 Form
10-K).
4.5.3 Amended and Restated Declaration of Trust, dated as of January 31, 1997, by and among Capital One Bank, The
First National Bank of Chicago and First Chicago Delaware Inc (incorporated by reference to Exhibit 4.6.3 of the
2003 Form 10-K).
4.6 Issue and Paying Agency Agreement dated as of October 24, 1997 between Capital One Bank, Morgan Guaranty
Trust Company of New York, London Office, and the Paying Agents named therein (incorporated by reference
to Exhibit 4.9 of the 1998 Form 10-K).
4.7 Upper DECs® form of certificate (incorporated by reference to Exhibit 4.9 of the Corporations Report on Form
8-K, filed on April 23, 2002).
4.8.1 Indenture, dated as of June 6, 2006, between Capital One Financial Corporation and The Bank of New York, as
indenture trustee (incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K,
filed on June 12, 2006.
4.8.2 Second Supplemental Indenture, dated as of August 1, 2006, between Capital One Financial Corporation and
The Bank of New York, as indenture trustee (incorporated by reference to Exhibit 4.2 of the Corporations
Current Report on Form 8-K, filed on August 4, 2006.
4.8.3 Copy of Junior Subordinated Debt Security Certificate (incorporated by reference to Exhibit 4.6 of the
Corporations Current Report on Form 8-K, filed on August 4, 2006.
4.9.1 Amended and Restated Declaration of Trust of Capital One Capital III, dated as of August 1, 2006, between
Capital One Financial Corporation, as Sponsor, The Bank of New York, as institutional trustee, The Bank of
New York (Delaware), as Delaware trustee and the Administrative Trustees named therein (incorporated by
reference to Exhibit 4.3 of the Corporations Current Report on Form 8-K, filed on August 4, 2006).