Pizza Hut 2011 Annual Report Download - page 51

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16MAR201218542623
(5) Ms. Graddick-Weir joined the Board effective January 26, 2012.
(6) This amount includes 66,009 shares held in margin accounts or pledged. Of this amount, 26,000 are
held in IRA accounts.
(7) All shares are held in a margin account.
(8) This amount includes 10,000 shares held in a trust.
(9) All shares are held in a trust.
(10) This amount includes 6,000 shares held in a trust.
(11) This amount includes 278,361 shares held indirectly.
(12) Of this amount, 477,822 of Mr. Allan’s shares are pledged.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors, executive
officers and persons who own more than 10% of the outstanding shares of YUM common stock to file with
the SEC reports of their ownership and changes in their ownership of YUM common stock. Directors,
executive officers and greater-than-ten percent shareholders are also required to furnish YUM with copies
of all ownership reports they file with the SEC. To our knowledge, based solely on a review of the copies of
such reports furnished to YUM and representations that no other reports were required, all of our
directors and executive officers complied with all Section 16(a) filing requirements during fiscal 2011.
Proxy Statement
33