Pizza Hut 2011 Annual Report Download - page 50

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individual has either sole or shared voting power or investment power and also any shares that the
individual has the right to acquire within 60 days through the exercise of any stock option or other right.
Beneficial Ownership
Number Options/SARS Deferral Additional
of Shares Exercisable Plans Total Underlying
Beneficially within Stock Beneficial Stock
Name Owned(1) 60 Days(2) Units(3) Ownership Units(4) Total
David C. Novak .......... 268,323 2,006,852 1,334,279 3,609,454 1,039,318 4,648,772
David W. Dorman ......... 39,184 18,275 0 57,459 5,254 62,713
Massimo Ferragamo ....... 46,394 23,781 43,130 113,305 27,291 140,596
Mirian M. Graddick-Weir(5) . 0 0 0 0 0 0
J. David Grissom ......... 89,956(6) 23,269 2,055 115,280 0 115,280
Bonnie G. Hill ........... 0 22,975 11,961 34,936 13,643 48,579
Robert Holland, Jr. ....... 59,060 23,781 12,168 95,009 16,403 111,412
Kenneth G. Langone ...... 650,490(7) 7,799 21,398 679,687 19,481 699,168
Jonathan Linen ........... 14,438(8) 18,275 0 32,713 28,400 61,113
Thomas C. Nelson ........ 0 10,841 0 10,841 28,254 39,095
Thomas M. Ryan ......... 19,755(9) 27,213 1,712 48,680 27,987 76,667
Robert D. Walter ......... 52,003 4,792 0 56,795 15,707 72,502
Richard T. Carucci ........ 25,918(10) 522,727 0 548,645 129,259 677,904
Jing-Shyh S. Su ........... 351,632(11) 997,022 0 1,348,654 214,184 1,562,838
Graham D. Allan ......... 490,517(12) 960,816 242,636 1,693,969 0 1,693,969
Muktesh Pant ............ 9,223 218,084 0 227,307 89,458 316,765
All Directors and Executive
Officers as a Group
(23 persons) ........... 2,295,828 6,139,043 1,793,754 10,228,625 2,010,099 12,238,724
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k)
Plan as to which each named person has sole voting power:
Proxy Statement
• Mr. Novak, 31,493 shares
• Mr. Pant, 1,635 shares
• all directors and executive officers as a group, 35,676 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days
pursuant to stock options and stock appreciation rights awarded under our employee or director
incentive compensation plans. For stock options, we report shares equal to the number of options
exercisable within 60 days. For SARs we report the shares that would be delivered upon exercise
(which is equal to the number of SARs multiplied by the difference between the fair market value of
our common stock at year-end and the exercise price divided by the fair market value of the stock).
(3) These amounts reflect units denominated as common stock equivalents held in deferred
compensation accounts for each of the named persons under our Directors Deferred Compensation
Plan or our Executive Income Deferral Program. Amounts payable under these plans will be paid in
shares of YUM common stock at termination of employment/directorship or within 60 days if so
elected.
(4) Amounts include units denominated as common stock equivalents held in deferred compensation
accounts which become payable in shares of YUM common stock at a time (a) other than at
termination of employment or (b) after March 1, 2012. For Messrs. Novak and Su, amounts also
include restricted stock units awarded in 2008 and 2010, respectively.
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