ADT 2011 Annual Report Download - page 57

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
December 31, 2011 by each current Director, nominee for Director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ and the Directors and
executive officers of the Company as a group.
Number of Common Shares Percentage of
Beneficial Owner Title Beneficially Owned(1) Class
Officers and Directors
Edward D. Breen ....... Chairman and Chief
Executive Officer 3,189,301(2)(3)(4) *
Michael E. Daniels ...... Director 2,424
Timothy M. Donahue .... Director 9,389(2) *
Brian Duperreault ...... Director 21,628(2) *
Bruce S. Gordon ....... Lead Director 29,343(2)(3) *
Rajiv L. Gupta ......... Director 20,417(2) *
Naren K. Gursahaney .... President, Tyco Security
Solutions 520,868(3)
John A. Krol .......... Director 32,315(2)(3) *
George Oliver ......... President, Tyco Fire
Protection 400,805(3)
Brendan R. O’Neill ...... Director 28,843(2)(3) *
Dinesh Paliwal ......... Director 0 *
Judith A. Reinsdorf ..... Executive Vice President and
General Counsel 286,253(3) *
Frank S. Sklarsky ....... Executive Vice President and
Chief Financial Officer 26,163(3) *
William S. Stavropoulos . . Director 12,809(2) *
Sandra S. Wijnberg ...... Director 28,843(2)(3) *
R. David Yost ......... Director 22,335 *
All current Directors and executive
officers as a group (22 persons) ................... 5,727,988 1.2%
* Less than 0.1%
(1) The number shown reflects the number of common shares owned beneficially as of December 31,
2011, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after December 31, 2011. There were
462,609,088 Tyco common shares outstanding on such date (excluding shares held directly or
indirectly in treasury).
(2) Includes vested DSUs as follows: Mr. Breen, 978,195; Mr. Donahue, 5,602; Mr. Duperreault,
17,370; Mr. Gordon, 20,082; Mr. Gupta, 14,365; Mr. Krol, 20,082; Dr. O’Neill, 20,082;
Dr. Stavropoulos, 8,272; and Ms. Wijnberg, 20,082. Distribution of the DSUs will occur upon the
earliest of (i) the termination of the individual from the Company or the Company’s Board (other
than for cause), (ii) a change in control of the Company and (iii) December 31, 2017. Upon the
occurrence of such event, the Company will issue the number of Tyco common shares equal to the
2012 Proxy Statement 43